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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DK

Douglas Keith Scott

Colorado·CRD #2301806
IA Rep

Investment Adviser Rep at R.J. CLOUD ADVISORS & COMPANY

Experience
17 yrs
States
3
Exams
1
Since
2009
Est. fee
AUM
View profile
DK

Douglas Keller Nigh

Maryland·CRD #4193663
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DK

Douglas Kenneth Alder Mr.

Texas·CRD #5404067
IA Rep

Investment Adviser Rep at FAYEZ SAROFIM & CO.

Experience
16 yrs
States
1
Since
2010
Fee
AUM
Minimum
$5.0M
View profile
DK

Douglas Keys Gapper

California·CRD #2165114
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
35 yrs
States
3
Exams
5
Since
1991
Est. fee
AUM / Flat Fee
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DK

Douglas Kohlmorgen Newell

Florida·CRD #2080722
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Douglas Lee Hall

Florida·CRD #1679998
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
27 yrs
States
3
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

Douglas Lee Hoard

Michigan·CRD #3122659
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Douglas Lee Skinner

South Carolina·CRD #3268397
Dual-registered

Dual-registered at SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Flat Fee
View profile
DL

Douglas Legate Howard

Texas·CRD #1019738
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Douglas Leigh Lyons

Massachusetts·CRD #4229276
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Performance-based
Minimum
$50k
View profile
DL

Douglas Leo Chilton

Kentucky·CRD #6413068
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Douglas Leonard Whitten

Tennessee·CRD #7058392
Dual-registered

Dual-registered at LECONTE WEALTH MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DL

Douglas Lindsley Schutte

New York·CRD #1316821
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
7
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Douglas Lloyd Roselieb

Florida·CRD #1818572
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
3
Exams
9
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Douglas Longo

Texas·CRD #4682981
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
DL

Douglas Louis Kobak

New Jersey·CRD #1395715
Dual-registered

Dual-registered at MAIN LINE GROUP WEALTH MANAGEMENT, LLC

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DL

Douglas Louis Shepard

California·CRD #2970755
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Douglas Lyndon Fuqua Jr.

Texas·CRD #4505854
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Douglas Macgilvray Loudon

Florida·CRD #312969
IA Rep

Investment Adviser Rep at LOUDON INVESTMENT MANAGEMENT, LLC

Experience
12 yrs
States
3
Exams
4
Since
2014
Est. fee
AUM
View profile
DM

Douglas Mackensie Head

Texas·CRD #6886068
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
DM

Douglas Malcolm Popovich

California·CRD #2367211
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Douglas Maniscalco

Florida·CRD #4311449
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DM

Douglas Mathew Shoopman

Kansas·CRD #7610478
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Douglas Matthew Heck

Nevada·CRD #2878125
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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