AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

Douglas Matthew Palmer

California·CRD #4799784
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Douglas Matthew Stokes

Louisiana·CRD #5974369
Dual-registered

Dual-registered at STOKES FAMILY OFFICE LLC

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DM

Douglas Max McDaniel Sr

Mississippi·CRD #1340937
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DM

Douglas McLean Robbins

California·CRD #2916496
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
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DM

Douglas Merle Dirks

Minnesota·CRD #4068542
Dual-registered

Dual-registered at BEARING POINT CAPITAL

Experience
27 yrs
States
1
Exams
4
Since
1999
Fee
AUM / Flat Fee
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DM

Douglas M Galloway

Ohio·CRD #6022746
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Douglas Michael Kuszak

Nebraska·CRD #2418033
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Flat Fee
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DM

Douglas Michael Marlow

Florida·CRD #1641259
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
3
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

Douglas Michael Mellert

Connecticut·CRD #1827492
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
3
Since
1991
Est. fee
AUM / Commission / Flat Fee
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DM

Douglas Middleton Bailey

North Carolina·CRD #1278643
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
5
Since
1984
Est. fee
AUM / Commission / Flat Fee
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DM

Douglas Miles Mock

Minnesota·CRD #1304366
Dual-registered

Dual-registered at EVEREST FINANCIAL GROUP

Experience
42 yrs
States
2
Exams
3
Since
1984
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

Douglas Miller Groome

North Carolina·CRD #1793153
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Douglas Milton Balmain Jr.

Texas·CRD #6309949
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
12 yrs
States
1
Since
2014
Fee
AUM / Flat Fee / Performance-based
View profile
DM

Douglas M Kistler

Indiana·CRD #4280465
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Douglas M Morra

Connecticut·CRD #7035434
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Douglas M Olmstead

Texas·CRD #5929248
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Douglas M Zator

California·CRD #6321246
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
12 yrs
States
1
Exams
6
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

Douglas N Breitenbach

Ohio·CRD #5165366
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DN

Douglas Nease Bruner III

South Carolina·CRD #6567882
Dual-registered

Dual-registered at &PARTNERS

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DN

Douglas Neil Bellfy

Connecticut·CRD #6311083
IA Rep

Investment Adviser Rep at CGN ADVISORS, LLC

Experience
12 yrs
States
3
Exams
1
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DN

Douglas N Howe

California·CRD #1144399
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
7
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DN

Douglas Nolan Pi

New York·CRD #728030
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
45 yrs
States
1
Exams
5
Since
1981
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DO

Douglas Oscar Beaudoin

California·CRD #6447012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Douglas Patrick Deering

Minnesota·CRD #5980656
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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