AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DV

Du V Tran

Florida·CRD #5974232
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
14 yrs
States
1
Exams
6
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Duy H Le

California·CRD #4177189
Dual-registered

Dual-registered at LIDO

Experience
23 yrs
States
3
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DJ

Dvon Jacobs

California·CRD #6002720
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Dwain Keith Dungen

Texas·CRD #2090827
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
16 yrs
States
1
Exams
4
Since
2010
Fee
AUM
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DL

Dwain Lee Owens

Nebraska·CRD #2166578
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
2
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Dwain Michael Gullion

North Carolina·CRD #5974473
IA Rep

Investment Adviser Rep at BLUEPRINT FINANCIAL ADVISORS

Experience
15 yrs
States
2
Exams
2
Since
2011
Est. fee
AUM / Hourly
View profile
DJ

Dwane Joseph Bacak

Georgia·CRD #2594022
Dual-registered

Dual-registered at OAK HARVEST INVESTMENT SERVICES

Experience
17 yrs
States
2
Exams
4
Since
2009
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DA

Dwayne Allan Ross

Colorado·CRD #1852884
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
3
Exams
7
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dwayne Anthony Hall

Massachusetts·CRD #4587184
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Dwayne Carroll Hiltner

Maryland·CRD #6635359
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
10 yrs
States
2
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DE

Dwayne E Vick

Tennessee·CRD #3162967
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DH

Dwayne Howard Kappell

Florida·CRD #2159603
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
34 yrs
States
4
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DK

Dwayne Kent Calton

Texas·CRD #501638
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
49 yrs
States
1
Exams
15
Since
1977
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DL

Dwayne Lamont Washington

Virginia·CRD #2188889
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dwayne Masaaki Arakaki

California·CRD #5167463
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Dwayne M Cates

Texas·CRD #4828309
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Dwayne Tsukasa Shirakura

California·CRD #3067210
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Hourly
Minimum
$10k
View profile
DW

Dwayne Wright Mitchell

Texas·CRD #5448460
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Fee
AUM / Other
View profile
DD

Dwight D Mathis

New York·CRD #6499207
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Dwight Earl Twillman

Kansas·CRD #2156908
Dual-registered

Dual-registered at THE RETIREMENT PLANNING GROUP, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
DG

Dwight Glenn O'Hara

Montana·CRD #2314789
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Dwight Heidelberg Reynolds

Alabama·CRD #4419789
Dual-registered

Dual-registered at MELD FINANCIAL, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Dwight Hills Emanuelson Jr

Texas·CRD #1316011
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
1
Exams
6
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Dwight Lamont Ferguson

Maryland·CRD #3158000
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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