AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EJ

Edward James Jeffery

New York·CRD #2296293
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Hourly
View profile
EJ

Edward James Kelly

New York·CRD #2017986
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
36 yrs
States
1
Exams
7
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Edward James Murphy III

Oregon·CRD #1345333
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
2
Exams
6
Since
1985
Est. fee
AUM / Flat Fee
View profile
EJ

Edward James Ternan

California·CRD #4942384
Dual-registered

Dual-registered at SFE INVESTMENT COUNSEL INC.

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Flat Fee
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EJ

Edward James Trapp

Illinois·CRD #7571413
IA Rep

Investment Adviser Rep at DEARBORN PARTNERS L.L.C.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM
Minimum
$100k
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EJ

Edward James Tritschler

Missouri·CRD #3214269
IA Rep

Investment Adviser Rep at RETIREMENT PLAN ADVISORS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EJ

Edward James Waldron III

Florida·CRD #2216457
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Edward Jan Troscianiec

Maine·CRD #4188187
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Edward Jason Jaax

Texas·CRD #5795958
Dual-registered

Dual-registered at TACTIVE ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Fee
AUM
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EJ

Edward J Aufman

Pennsylvania·CRD #4331682
IA Rep

Investment Adviser Rep at AUFMAN ASSOCIATES INC

Experience
27 yrs
States
1
Since
1999
Fee
AUM / Flat Fee
View profile
EJ

Edward J Byrne

New Jersey·CRD #1201298
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
6
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward J Comerford

California·CRD #7977512
Dual-registered

Dual-registered at LIDO

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
EJ

Edward J Gregorio

New Jersey·CRD #7286225
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward J Hawrylo

California·CRD #3062377
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward J Leddy

Florida·CRD #3052092
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward J McCarthy

New Jersey·CRD #1617128
Dual-registered

Dual-registered at FOUR POINTS ADVISORS, LLC

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM
Minimum
$50k
View profile
EJ

Edward J Nolan

New York·CRD #726594
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
3
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward J Oesterle

Connecticut·CRD #2870947
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward John Buchan

California·CRD #2301238
Dual-registered

Dual-registered at TED BUCHAN & COMPANY

Experience
25 yrs
States
2
Exams
4
Since
2001
Fee
AUM / Flat Fee
View profile
EJ

Edward John Curley

New York·CRD #2164674
Dual-registered

Dual-registered at &PARTNERS

Experience
35 yrs
States
2
Exams
6
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
EJ

Edward John Curtin III

North Carolina·CRD #5939465
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Edward John Durica III

Colorado·CRD #2684494
Dual-registered

Dual-registered at ALPHACORE CAPITAL LLC

Experience
13 yrs
States
4
Exams
4
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
EJ

Edward John Gueits II

California·CRD #6124706
Dual-registered

Dual-registered at LIDO

Experience
13 yrs
States
2
Exams
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
EJ

Edward John Kohlhepp

Pennsylvania·CRD #273292
Dual-registered

Dual-registered at KOHLHEPP INVESTMENT ADVISORS, LTD.

Experience
57 yrs
States
2
Exams
7
Since
1969
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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