AdFi
EJ

Edward J McCarthy

Investment Adviser Representative at FOUR POINTS ADVISORS, LLC

Chathan, NJCRD #1617128Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/14/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 10/28/1991
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/25/2006
Series 7
General Securities Representative Examination
Passed 10/23/1991
Series 24
General Securities Principal Examination
Passed 1/2/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.75%
$2,000,001 - $5,000,0001.25%
Over $5,000,0000.00%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

FOUR Points Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUR POINTS ADVISORS, LLCCurrent
3/17/2025Chathan, NJ
FOUR POINTS CAPITAL PARTNERS LLCCurrent
11/20/2018Chathan, NJ
GB CAPITAL MARKETS, INC.
6/22/201811/7/2018Millington, NJ
LIGHTPATH CAPITAL, INC
1/26/20186/25/2018Southlake, TX
DALMORE GROUP LLC
12/6/20162/28/2018Woodmere, NY
TCT SECURITIES & DERIVATIVES, LLC
2/3/20163/24/2016Miami, FL
GBI CAPITAL, INC.
2/5/20144/24/2014New York, NY
SALIENT CAPITAL L.P.
5/29/20094/15/2011Houston, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/28/20064/13/2009New York, NY
CALYON SECURITIES (USA) INC
4/7/19941/17/2006New York, NY
SUMITOMO BANK SECURITIES, INC.
12/6/19919/9/1993New York, NY
DREXEL BURNHAM LAMBERT INCORPORATED
5/19/19889/7/1988

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FOUR POINTS ADVISORS, LLC

12 other advisors in the directory

View FOUR POINTS ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward J McCarthy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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