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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ES

Elizabeth Somers Ottaway

Michigan·CRD #1323760
IA Rep

Investment Adviser Rep at POINTE CAPITAL MANAGEMENT LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
ES

Elizabeth Steele Connolly

Pennsylvania·CRD #5068079
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ES

Elizabeth Strait Fredeking

Florida·CRD #6452387
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elizabeth Summitt Gordon

Tennessee·CRD #5944293
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ES

Elizabeth Susan Swanson

Michigan·CRD #3072198
Dual-registered

Dual-registered at SCHWARTZ & CO.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
ET

Elizabeth T Johnson

Missouri·CRD #7425925
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Elizabeth Tulloch

Indiana·CRD #6162673
IA Rep

Investment Adviser Rep at CX INSTITUTIONAL, LLC

Experience
8 yrs
States
2
Exams
2
Since
2018
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
EV

Elizabeth Vasquez Spiller

Texas·CRD #7154721
Dual-registered

Dual-registered at &PARTNERS

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
EV

Elizabeth V Kittrell

N/A·CRD #6303765
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
Exams
3
Est. fee
AUM / Commission / Flat Fee
View profile
EW

Elizabeth Walsh Dipaolo

Georgia·CRD #6027666
Dual-registered

Dual-registered at SIGNATUREFD, LLC

Experience
11 yrs
States
1
Exams
2
Since
2015
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
EW

Elizabeth Watson Millet

Wyoming·CRD #2458321
Dual-registered

Dual-registered at INCOME FOCUS PORTFOLIO MANAGEMENT

Experience
13 yrs
States
1
Exams
3
Since
2013
Fee
AUM
Minimum
$250k
View profile
EW

Elizabeth Windsor Thompson

Florida·CRD #2939111
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EW

Elizabeth Wright

California·CRD #5498037
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
EC

Eliza Cody Jeffereis

Maryland·CRD #7996275
IA Rep

Investment Adviser Rep at PROMETHIUM

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM
View profile
EF

Eliza Fryer Kwentus

Florida·CRD #6399456
Dual-registered

Dual-registered at DESTINY FAMILY OFFICE

Experience
11 yrs
States
1
Exams
6
Since
2015
Est. fee
AUM / Hourly
Minimum
$10.0M
View profile
EH

Eliza Hapgood Rowe

Massachusetts·CRD #2251817
Dual-registered

Dual-registered at BOSTON FAMILY OFFICE LLC

Experience
26 yrs
States
1
Exams
3
Since
2000
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
EL

Eliza Laura Simsic

Illinois·CRD #5924821
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Flat Fee
View profile
ED

Elizangela De Liz Hartwell

Florida·CRD #6011481
Dual-registered

Dual-registered at CREAND MANAGEMENT

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$100k
View profile
EM

Elizaveta McCartney

Florida·CRD #5092303
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile
EM

Elker Meta

California·CRD #7136651
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
6 yrs
States
5
Exams
3
Since
2020
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
EW

Elke Winona Chenevey

California·CRD #1414197
Dual-registered

Dual-registered at FSA INVESTMENT GROUP, LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Flat Fee
View profile
EB

Ella Buravleva

New York·CRD #7044317
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Ellaina Maura Dibenedetto

Michigan·CRD #6952141
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Ella Jeanette Plotkin-Oren

California·CRD #7855176
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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