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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EJ

Ella Johnson

Missouri·CRD #8315539
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
EM

Ella Maeson Yanzuk

Idaho·CRD #8193898
IA Rep

Investment Adviser Rep at RW INVESTMENT MANAGEMENT LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
EM

Ella Marie Pelton

Massachusetts·CRD #7934300
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ER

Ella Rennie Chatfield

Michigan·CRD #8212756
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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EA

Elle Addison McAraw

New York·CRD #7931816
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ellea Marie Starkel

Kansas·CRD #7677130
IA Rep

Investment Adviser Rep at LEGACY FINANCIAL STRATEGIES, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
EM

Elle Moser

Illinois·CRD #7277420
IA Rep

Investment Adviser Rep at INDEPENDENT FINANCIAL PARTNERS

Experience
6 yrs
States
2
Exams
1
Since
2020
Fee
AUM / Hourly / Flat Fee / Other
View profile
EA

Ellen A. Nastase

California·CRD #4518449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Ellen Anne Cycotte

Florida·CRD #5147547
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Ellen Bosserman Martin

North Carolina·CRD #6424629
IA Rep

Investment Adviser Rep at BEACON WEALTHCARE LLC

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
EB

Ellen Brankovich

South Carolina·CRD #8019077
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Ellen Chiang

New Jersey·CRD #2079361
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Ellen Chiu

California·CRD #6077306
Dual-registered

Dual-registered at WESTFULLER ADVISORS, LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
Minimum
$3.0M
View profile
EC

Ellen Coleman Rapier

Georgia·CRD #4787012
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
20 yrs
States
1
Exams
7
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
EC

Ellen C Pritchard

California·CRD #4357713
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
ED

Ellen Debra Tillman

Maryland·CRD #2664930
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
ED

Ellen D Shiery

Maryland·CRD #4950245
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
EE

Ellen Elizabeth Spong

Virginia·CRD #7657793
IA Rep

Investment Adviser Rep at ATLANTIC UNION MUNICIPAL ADVISORS, INC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM
View profile
EF

Ellen Ford Krider

Florida·CRD #1873530
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Flat Fee
View profile
EG

Ellen Gartner Brodkin

Pennsylvania·CRD #2225351
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
EG

Ellen Gayle Reynard

Texas·CRD #6148906
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
13 yrs
States
1
Exams
4
Since
2013
Fee
AUM / Hourly / Flat Fee
View profile
EG

Ellen Guerra

Nevada·CRD #6799879
Dual-registered

Dual-registered at &PARTNERS

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
EH

Ellen Hammer

Texas·CRD #5910966
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
EH

Ellen Heidi Van Grove

Texas·CRD #2504291
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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