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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EH

Ellen Hochron Gallagher

Alabama·CRD #2899755
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
4
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Ellen Jo Rheinlaender

Texas·CRD #4787239
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
EK

Ellen Katherine Osthus

Minnesota·CRD #5841237
Dual-registered

Dual-registered at TRUMAN WEALTH ADVISORS

Experience
15 yrs
States
2
Exams
2
Since
2011
Est. fee
AUM / Flat Fee
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EK

Ellen Kay Timberlake

Texas·CRD #2665627
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EK

Ellen K R Herting

Florida·CRD #1127360
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ellen Mackey Rose

Vermont·CRD #2911467
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Ellen Margaret Birdwell

Florida·CRD #1850441
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ellen Marie Desarno

New Jersey·CRD #2058107
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
36 yrs
States
2
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Ellen Mary Pumphret

Connecticut·CRD #2477361
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ellen McCool Hazlewood

Alabama·CRD #8234841
IA Rep

Investment Adviser Rep at DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC

States
3
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
Minimum
$50k
View profile
EM

Ellen McDermott Reidy

New York·CRD #7292475
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Ellen M Chan

New Jersey·CRD #3278404
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ellen Mitsue Takagi-Walsh

California·CRD #839683
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
49 yrs
States
3
Exams
6
Since
1977
Est. fee
AUM / Flat Fee
View profile
EM

Ellen M Myers

Ohio·CRD #4694548
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Ellen Najala McKay

Texas·CRD #7863020
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Ellen Norrie Fuller

Florida·CRD #2623721
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
EO

Ellen Oglesby Carr

Tennessee·CRD #3083316
IA Rep

Investment Adviser Rep at BARKSDALE INVESTMENT MANAGEMENT

Experience
13 yrs
States
1
Since
2013
Fee
AUM
View profile
EP

Ellen Pogos

Ohio·CRD #1189128
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Ellen Reynolds Harris

Idaho·CRD #237837
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
53 yrs
States
4
Exams
6
Since
1973
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Ellen Rosalia Fallon Natvig

Wisconsin·CRD #7907987
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
ER

Ellen R Shain

Connecticut·CRD #4345071
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Ellen Ryan

New York·CRD #1863692
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Ellen Shuan

California·CRD #7664243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EW

Ellen Wohlford Anderson

Virginia·CRD #6242931
IA Rep

Investment Adviser Rep at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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