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Emmanuel Sabale Comes

Investment Adviser Representative at American Investors Co

San Ramon, CACRD #2601437Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Emmanuel Sabale Comes is an investment adviser representative with American Investors Co in San Ramon, CA, where they have been registered since 2011. They have worked in the securities industry since 2001 and have been registered with 4 firms, including Investment Advisors International, Inc. and Citigroup Global Markets Inc. They have passed 10 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California.

Office

12667 Alcosta Blvd., Suite 160
San Ramon, CA 94583

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
2 states and territories

California, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/15/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 1/19/2000
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/23/1999
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/8/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 2/8/2007
Series 53
Municipal Securities Principal Examination
Passed 12/10/2004
Series 24
General Securities Principal Examination
Passed 5/31/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

American Investors CoCurrent
1/12/2011 – San Ramon, CA
Investment Advisors International, Inc.
4/14/2009 – 1/4/2011San Jose, CA
Citigroup Global Markets Inc.
5/29/2007 – 12/20/2007San Francisco, CA
Citicorp Investment Services
11/16/2004 – 5/29/2007San Francisco, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. American Investors Company
    Jan 2011 – no end date reportedSan Ramon, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About American Investors Co

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • First $500,0002.00%
  • $500,001 to $1,000,0001.50%
  • $1,000,001 and above1.00%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment brokerage, financial planning, and asset management services including mutual funds, variable life and annuity products, index annuities, third-party money manager programs, 529 plans, direct participation programs and private placements (REITs, BDCs, LLCs, LPs, private equity, opportunity zone funds, oil & gas programs, commodity funds), DST real estate programs and 1031 exchanges, stocks, bonds, CDs, municipal and government securities trading, fee-based advisory accounts, and financial planning specialists.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers
Firm areas of expertise
Financial PlanningRetirement PlanningInvestment AdvisoryAsset ManagementMutual FundsVariable AnnuitiesREITsPrivate Placements1031 ExchangesDST Real Estate529 Plans+3 more

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
30
Offices listed on AdvisorFinder:
10
Main office:
San Ramon, CA
Founded:
1966
SEC file number:
801-57838

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 26, 2026

View full firm profile

Other advisors at American Investors Co

Showing 12 of 30 in the directory

View American Investors Co firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emmanuel Sabale Comes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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