AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EA

Eric Alan Kaplan

Florida·CRD #2867710
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EA

Eric Alan Klaus

California·CRD #2508792
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
29 yrs
States
5
Exams
4
Since
1997
Fee
AUM / Hourly / Flat Fee / Other
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EA

Eric Alan Shrayer

Massachusetts·CRD #2921684
Dual-registered

Dual-registered at REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Fee
AUM / Flat Fee
Minimum
$1.0M
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EA

Eric Alan Welch

North Carolina·CRD #5658427
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EA

Eric Albert Aldinger

North Dakota·CRD #5993843
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
15 yrs
States
2
Exams
3
Since
2011
Fee
AUM / Hourly / Flat Fee
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EA

Eric Albert Flick

Wisconsin·CRD #6151032
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
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EL

Erica Lee Wiggins

Illinois·CRD #6152412
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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EL

Erica Leigh Cummings

New York·CRD #4384772
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
6
Since
2001
Est. fee
AUM / Flat Fee
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EL

Erica Leigh Dunbar

Georgia·CRD #4816732
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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EL

Erica Leigh Sylvia

California·CRD #6174332
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
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EA

Eric Alexander Duncan

Colorado·CRD #4168496
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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EA

Eric Alexander Wiegand

Pennsylvania·CRD #5206060
Dual-registered

Dual-registered at RIVER WEALTH ADVISORS LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Eric Alfred Boegh

California·CRD #2479075
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
EL

Erica Lihong Pu

California·CRD #5510806
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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EL

Erica Linton

Texas·CRD #7960495
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Eric Allan Hutz

California·CRD #6382671
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Eric Allan Soetaert

Kansas·CRD #7317267
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
4 yrs
States
1
Exams
4
Since
2022
Fee
AUM / Flat Fee / Performance-based
View profile
EA

Eric Allen Halvorsen

Utah·CRD #4974344
Dual-registered

Dual-registered at PHYSICIAN WEALTH ADVISORS, INC.

Experience
20 yrs
States
1
Exams
2
Since
2006
Fee
AUM
View profile
EA

Eric Allen Heiting

Wisconsin·CRD #3052881
Dual-registered

Dual-registered at CENTRAL WEALTH MANAGEMENT LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Flat Fee
View profile
EA

Eric Allen Jacobsmeyer

Texas·CRD #4518091
Dual-registered

Dual-registered at CAIN, WATTERS & ASSOCIATES, LLC

Experience
8 yrs
States
2
Exams
2
Since
2018
Fee
AUM / Hourly / Flat Fee
View profile
EA

Eric Allen Obergfell

Illinois·CRD #4956846
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
21 yrs
States
4
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Eric Allen Sams

California·CRD #5722993
Dual-registered

Dual-registered at AXXCESS WEALTH MANAGEMENT, LLC

Experience
16 yrs
States
3
Exams
9
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
EA

Eric Allen Vermulm

Montana·CRD #4839172
IA Rep

Investment Adviser Rep at ALLIED INVESTMENT ADVISORS LLC

Experience
22 yrs
States
1
Exams
1
Since
2004
Est. fee
AUM / Hourly / Subscription
Minimum
$250k
View profile
EA

Eric Allen Woodraska

Colorado·CRD #6128896
IA Rep

Investment Adviser Rep at CLEAR CREEK FINANCIAL MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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