AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EA

Eric A Lowrey

Connecticut·CRD #2535946
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
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EA

Eric Alvarado

Colorado·CRD #7286208
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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EL

Erica L Wainscott

N/A·CRD #5813403
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
16 yrs
Exams
7
Since
2010
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
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EL

Erica L Westfall

Connecticut·CRD #4285894
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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EL

Erica Lynn Dore

Texas·CRD #4808086
Dual-registered

Dual-registered at GDS WEALTH MANAGEMENT

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM
Minimum
$1.0M
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EL

Erica Lynn Khan

Illinois·CRD #5367550
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
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EL

Erica Lynn Mellone

Massachusetts·CRD #5608891
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EL

Erica Lynn Snyder

Pennsylvania·CRD #3075140
Dual-registered

Dual-registered at HUNTER ASSOCIATES LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
EM

Erica Marie Taylor

California·CRD #7671632
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erica Maureen Traulsen

California·CRD #7702621
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
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EA

Eric A McClurg

Indiana·CRD #6942538
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erica Mensch Chappell

South Carolina·CRD #6574789
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erica Michelle Scott

Tennessee·CRD #5214061
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
EA

Eric Amzalag

California·CRD #7317053
Dual-registered

Dual-registered at PEAK FINANCIAL PLANNING

Experience
5 yrs
States
3
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
View profile
EA

Eric Andrew Beahn

Louisiana·CRD #4917272
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
21 yrs
States
3
Exams
8
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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EA

Eric Andrew Denovo

Illinois·CRD #7624186
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Eric Andrew Loofbourrow

California·CRD #5536022
Dual-registered

Dual-registered at AMERICAN INVESTORS CO

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
EA

Eric Andrew Perkins

California·CRD #2338014
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
33 yrs
States
1
Exams
7
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Eric Andrew Stjernstrom

Arizona·CRD #5454505
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
EN

Erica Nichole Croomes

Tennessee·CRD #7023249
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Eric Anthony

North Carolina·CRD #6521483
IA Rep

Investment Adviser Rep at HORIZON INVESTMENTS LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
EA

Eric Anthony Arave

California·CRD #7431908
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
View profile
EA

Eric Anthony Gregory

Florida·CRD #1545445
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
3
Exams
6
Since
1986
Est. fee
AUM / Flat Fee
View profile
EA

Eric Anthony Hallman

Texas·CRD #6582291
Dual-registered

Dual-registered at WESTVIEW INVESTMENT ADVISORS

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$500k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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