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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EA

Eric Anthony Hollen

Nevada·CRD #6004171
IA Rep

Investment Adviser Rep at OPEN WINDOW FINANCIAL SOLUTIONS, LTD.

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Eric Anthony Mesko

Florida·CRD #4744506
Dual-registered

Dual-registered at VESTGEN ADVISORS, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
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EA

Eric Anthony Stubbs

District Of Columbia·CRD #3023466
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
4
Exams
6
Since
2000
Est. fee
AUM / Flat Fee
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EA

Eric Anthony Taylor

Kansas·CRD #5062631
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
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EA

Eric Anthony Walania

Illinois·CRD #3134572
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Flat Fee
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EA

Eric Anthony White

Wisconsin·CRD #7615567
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
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EP

Erica Paige McLoughlin

Florida·CRD #7846014
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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EP

Erica Perez

Illinois·CRD #5986556
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Erica Pitrone

California·CRD #6472354
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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EP

Erica Platt

North Carolina·CRD #6666863
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
7
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Erica Rae Boulware

Texas·CRD #6799205
IA Rep

Investment Adviser Rep at TAILWIND ADVISORS

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
ER

Erica Rae Hower

Pennsylvania·CRD #6038769
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ER

Erica Renee Smith

South Carolina·CRD #5548087
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
12 yrs
States
1
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
ER

Erica Rice

Kansas·CRD #6691378
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
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EA

Eric A Rice

Georgia·CRD #8014973
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Erica R Lucke

Virginia·CRD #4651434
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Eric Arnold Hewitt

California·CRD #2685782
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
28 yrs
States
1
Exams
8
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Erica Rose Means

Illinois·CRD #6638638
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Erica Ross Nolan

Maryland·CRD #4663081
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Eric Arthur Englund

California·CRD #5181206
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
4
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile
EA

Eric Arthur Johnson

Washington·CRD #4663826
Dual-registered

Dual-registered at SEATTLE WEALTH MANAGEMENT LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Eric Arthur Kleinberg

Florida·CRD #1662003
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
37 yrs
States
2
Exams
4
Since
1989
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
EA

Eric Arthur Marzinke

Florida·CRD #4208188
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Eric Arthur Vordenbaum

Texas·CRD #1421137
Dual-registered

Dual-registered at OAKWELL PRIVATE WEALTH MANAGEMENT

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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