Eric Arthur Kleinberg
Investment Adviser Representative at A.g.p / Alliance Global Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eric Arthur Kleinberg is an investment adviser representative with A.g.p / Alliance Global Partners in Boca Raton, FL, where they have been registered since 2023. They have worked in the securities industry since 1989 and have been registered with 3 firms, including Morgan Stanley and Raymond James & Associates, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and New York.
Office
Advisors at this office: 22
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, New York
- Broker:
14 states and territories
Arizona, Colorado, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Washington, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Smith BarneyAug 2012 – Oct 2023Boca Raton, FL
- Morgan Stanley Private BANK, National AssociationJan 2015 – Oct 2023New York, NY
- Alliance Global PartnersOct 2023 – no end date reportedBoca Raton, FL
- Morgan Stanley Private Bank, N.AApr 2023 – no end date reportedNew York, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About A.g.p / Alliance Global Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers financial and wealth planning, insurance solutions and planning, retirement planning, investment planning, business and organizational planning, and family planning services. Divisions include Private Wealth Management, Business Planning, and 401(k) Plan services. Their FUSE Wealth Management Formula combines investment consulting, advanced planning, and relationship management.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 131
- Offices listed on AdvisorFinder:
- 18
- Main office:
- Westport, CT
- SEC file number:
- 801-70276
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at A.g.p / Alliance Global Partners
Showing 12 of 131 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Arthur Kleinberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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