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Eric Arthur Kleinberg

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

Boca Raton, FLCRD #1662003Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
14 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eric Arthur Kleinberg has worked in the securities industry since 1989. They are registered to provide investment advisory services in 14 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArizonaColoradoFloridaGeorgiaIllinoisMaineMarylandMassachusettsNew HampshireNew JerseyNew YorkPennsylvaniaWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/14/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 5/14/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/25/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
10/30/2023Boca Raton, FL
MORGAN STANLEY
8/14/201210/24/2023Boca Raton, FL
RAYMOND JAMES & ASSOCIATES, INC.
11/20/20068/8/2012Boca Raton, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Arthur Kleinberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eric Arthur Kleinberg - Financial Advisor in Boca Raton, FL | AdvisorFinder