AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EJ

Ericka Jones

Texas·CRD #7153237
Dual-registered

Dual-registered at CATALYST WEALTH MANAGEMENT LLC

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM
Minimum
$1k
View profile
EA

Erick Alan Jimenez

Arizona·CRD #6860970
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
EL

Ericka Leigh Koenigsberg

Texas·CRD #7903614
IA Rep

Investment Adviser Rep at HAMPTON ROCK WEALTH MANAGEMENT

States
1
Since
2026
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile
EA

Erick Antonio Zuniga

California·CRD #6932774
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
EK

Eric Katanian

California·CRD #7086477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Ericka T Robinson

North Carolina·CRD #6282704
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
EV

Ericka Vanessa Herrera

Florida·CRD #6707329
IA Rep

Investment Adviser Rep at ONE WEALTH INVESTORS

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
EB

Erick Baer

California·CRD #2647074
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
EB

Erick Barone

North Carolina·CRD #5631458
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
EB

Erick Bynum Ficken

South Carolina·CRD #726684
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
45 yrs
States
1
Exams
7
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EB

Erick Byrum Dahl

Texas·CRD #4710325
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
23 yrs
States
1
Exams
2
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EE

Erick Edward Eichner

New York·CRD #7681701
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
EE

Erick Elon Ormsby

California·CRD #2572594
Dual-registered

Dual-registered at ALCOSTA CAPITAL MANAGEMENT, INC.

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM
Minimum
$500k
View profile
EK

Eric Kenneth Sorensen

Florida·CRD #5836370
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
4
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
EK

Eric Kent Cinnamond

Florida·CRD #4359759
IA Rep

Investment Adviser Rep at PALM VALLEY CAPITAL MANAGEMENT

Experience
7 yrs
States
1
Since
2019
Fee
AUM
Minimum
$5.0M
View profile
EE

Erick E Quiroz

Maryland·CRD #7232589
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
5
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EE

Erick E Villa

Texas·CRD #6636062
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EF

Erick F Mohrbacher

Pennsylvania·CRD #6544001
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
EG

Erick Gabriel Diaz

Texas·CRD #7552469
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
6
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Erick Gerardo Colon

Florida·CRD #6231121
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EI

Erick Ian Buckley

Nevada·CRD #4695697
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
EK

Eric Kim Hall Mr

Illinois·CRD #5461752
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
EJ

Erick J. Ellsweig

Florida·CRD #4501784
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Erick J Montealegre

Florida·CRD #4686018
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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