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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ES

Eric Scott Hansen

California·CRD #4930409
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Eric Scott Harrison

California·CRD #5642015
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

Experience
15 yrs
States
19
Exams
5
Since
2011
Est. fee
AUM / Flat Fee
View profile
ES

Eric Scott Holt

Arizona·CRD #4274535
Dual-registered

Dual-registered at BOK FINANCIAL PRIVATE WEALTH, INC.

Experience
14 yrs
States
6
Exams
6
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Eric Scott Lewis

New Jersey·CRD #4985278
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
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ES

Eric Scott Passin

New Jersey·CRD #2074043
Dual-registered

Dual-registered at SAVVY

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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ES

Eric Scott Payne

Florida·CRD #2757783
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Scott Pritt

Kentucky·CRD #5339296
Dual-registered

Dual-registered at UNITED BROKERAGE SERVICES INC

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM
View profile
ES

Eric Scott Razzi

California·CRD #5774201
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Scott Rose

New Jersey·CRD #6023971
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Eric Scott Shulenberger

California·CRD #4817831
IA Rep

Investment Adviser Rep at CONCENTRIC

Experience
11 yrs
States
2
Exams
2
Since
2015
Est. fee
AUM
Minimum
$250k
View profile
ES

Eric Scott Strominger

California·CRD #2650097
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
29 yrs
States
5
Exams
7
Since
1997
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
ES

Eric Scott Trimble

Pennsylvania·CRD #2305927
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Scott Wasmuth

California·CRD #3198286
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Scriffiano

Georgia·CRD #5948317
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
4
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Sean Drudge

Texas·CRD #7899006
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
ES

Eric Sean Hurrie

New Jersey·CRD #2666518
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
24 yrs
States
1
Exams
8
Since
2002
Est. fee
AUM / Commission
Minimum
$50k
View profile
ES

Eric Sean Kaplan

Connecticut·CRD #2945918
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Sebastian Sidor

Florida·CRD #4199302
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
10
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Serfaty

Florida·CRD #4087108
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
ES

Eric Seyboldt

Ohio·CRD #5279140
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ES

Eric S Grodan

California·CRD #5474024
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
3
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Shadoff

Maryland·CRD #5905931
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Flat Fee
View profile
ES

Eric Shawn Ashburn

Arizona·CRD #6240446
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
12 yrs
States
24
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Eric Shawn Smith

Pennsylvania·CRD #5480882
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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