AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ES

Eric Shell

New Jersey·CRD #4190871
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
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ES

Eric S Holtz

New Jersey·CRD #4663307
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
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ES

Eric Siang Wong

California·CRD #1743789
Dual-registered

Dual-registered at PAVION BLUE CAPITAL, LLC

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM
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ES

Eric Simon Kallal

Minnesota·CRD #6117528
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
14 yrs
States
2
Exams
3
Since
2012
Fee
AUM / Hourly / Flat Fee / Other
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ES

Eric S Lesage

Massachusetts·CRD #5789300
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Eric S McElmeel

Oklahoma·CRD #5820664
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
2
Exams
6
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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ES

Eric S Palmer

Connecticut·CRD #7655858
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Spencer Humphrey

West Virginia·CRD #7077764
Dual-registered

Dual-registered at UNITED BROKERAGE SERVICES INC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM
View profile
ES

Eric Spencer Owen

Maryland·CRD #4442082
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Eric Spencer Sellinger

New Jersey·CRD #6298313
IA Rep

Investment Adviser Rep at CALYDON CAPITAL, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$100k
View profile
ES

Eric Spencer Taylor

Texas·CRD #4804117
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric S Pirog

New Jersey·CRD #4545794
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric S Snyder

New Jersey·CRD #2706837
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric S Stevens

N/A·CRD #7290878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Stanley Westberg

Oregon·CRD #1686237
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
9
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Eric Steen

Florida·CRD #6256548
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Stephen Collier

Indiana·CRD #5052172
IA Rep

Investment Adviser Rep at SMI ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM
Minimum
$100k
View profile
ES

Eric Stephen Dion

Florida·CRD #1335706
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Flat Fee
View profile
ES

Eric Stephen Miles

Michigan·CRD #4293942
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
6
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Stephen Schmidt

New York·CRD #1550332
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Eric Stephen Schoeman

New Jersey·CRD #2934036
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Eric Stephen Speer

Indiana·CRD #7818124
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
ES

Eric Stephen Zwicky

Wisconsin·CRD #4730843
IA Rep

Investment Adviser Rep at JOHNSON WEALTH INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
ES

Eric Steven Biblow

New York·CRD #3074186
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
1
Exams
9
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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