AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ES

Ernest Samuel Gonzalez

California·CRD #6779748
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EV

Ernest Vorpahl

California·CRD #2717578
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
3
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EW

Ernest William Ross III

North Carolina·CRD #5154373
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Ernie Salgado

California·CRD #7455990
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Ernst Chad Leidner

Florida·CRD #2968718
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ernst Mahler III

Florida·CRD #1033069
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EK

Erol Kececi

New Jersey·CRD #2902479
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Errek C Suhr

Alabama·CRD #5928947
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
5
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Errika L Mijares

Connecticut·CRD #5140859
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Errol Gerrarde Blackmon

California·CRD #6538469
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EH

Erskine H Courtenay

Kentucky·CRD #1666065
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Erubey Perdomo

Florida·CRD #2834010
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
EF

Erum F Yasin

Texas·CRD #7099164
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erum Mirza

Texas·CRD #6818537
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Ervin Randolph Millwood III

North Carolina·CRD #5066675
Dual-registered

Dual-registered at GUARDIAN WEALTH ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
ED

Erwin Daniel Bisogno Mendez

Florida·CRD #7624039
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EE

Erwin Espina Prieto

California·CRD #4179228
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
24 yrs
States
1
Exams
9
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
ER

Erwin Rivera

Florida·CRD #7037032
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Eskinder Assefa

California·CRD #7892406
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

E S Martin III

Florida·CRD #733791
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
1
Exams
4
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Esmeralda Almazan

California·CRD #7154388
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Esmeralda Angulo

Oregon·CRD #4779787
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Fee
AUM / Other
View profile
EL

Esmeralda Limon

Texas·CRD #7334811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Esmeralda Spahiu

New York·CRD #7622947
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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