AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EM

Esmond M Pabilona

Texas·CRD #6140457
Dual-registered

Dual-registered at WELA FINANCIAL ADVISORY

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$300k
View profile
ES

Espen Stoud Platou

Texas·CRD #6639046
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Esperanza Martinez

N/A·CRD #2878840
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
25 yrs
Exams
5
Since
2001
Fee
AUM / Other
View profile
EA

Essam Alhumoz

New York·CRD #8138892
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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EW

Essam Wafik Ibrahim

California·CRD #2873500
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Estanislao S Saenz

California·CRD #8050337
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Esteban Alberto Diaz Fadic

Florida·CRD #5626451
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
EG

Esteban Guzman

N/A·CRD #8067785
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EH

Esteban Heredia

California·CRD #6144958
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Esteban Juan Prellezo

Florida·CRD #1271021
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
7
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Esteban Lacandazo Chan

New Jersey·CRD #3131686
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Esteban Munoz

California·CRD #5569767
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ER

Esteban R Rondon

Florida·CRD #7516017
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
EU

Esteban Uribe

Florida·CRD #7470736
Dual-registered

Dual-registered at BCI SECURITIES, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
EV

Esteban V Alcantar

New Mexico·CRD #6728009
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Estefania Corbus

Florida·CRD #7654072
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
3
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
EG

Estefania Gorman

Florida·CRD #6168784
Dual-registered

Dual-registered at SCALA CAPITAL LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Fee
AUM / Performance-based
Minimum
$250k
View profile
EZ

Estephanie Zamora Hansen

Florida·CRD #6870719
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EE

Estevan Escarsega

Texas·CRD #7011492
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Estevan Ruiz Munoz

California·CRD #4243853
IA Rep

Investment Adviser Rep at VALLEY WEALTH STRATEGIES, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
EE

Esteven Enrique Ladron De Guevara

Florida·CRD #7376313
IA Rep

Investment Adviser Rep at BISON WEALTH, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
EH

Esther Haeun Park

Connecticut·CRD #7359773
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EH

Esther Hyunjung Shin

Texas·CRD #7991944
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Esther J Lamarche

Washington·CRD #1478794
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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