AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
FA

Frank Anthony Virgallito

California·CRD #5067392
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
FA

Frank A Perez Delgado

Florida·CRD #6656349
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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FA

Frank A. Riley Jr.

Mississippi·CRD #7337253
IA Rep

Investment Adviser Rep at HARDY REED, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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FA

Frank A Robertazzi

New Jersey·CRD #5424152
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
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FB

Frank B Emmerling

Florida·CRD #1475810
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
3
Exams
4
Since
1986
Est. fee
AUM / Flat Fee
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FB

Frank Benner Falkenburg

Alabama·CRD #204097
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
56 yrs
States
14
Exams
9
Since
1970
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
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FB

Frank B Goodman III

Tennessee·CRD #1556863
Dual-registered

Dual-registered at MERCURY INVESTMENT GROUP

Experience
22 yrs
States
1
Exams
3
Since
2004
Fee
AUM
Minimum
$500k
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FB

Frank B Martin

Florida·CRD #4535791
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
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FB

Frank Bonanni

New Jersey·CRD #6810154
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
FB

Frank Borges Espindola

New York·CRD #8195259
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Est. fee
AUM / Hourly / Flat Fee
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FB

Frank Borja

New Mexico·CRD #7438793
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
FB

Frank Bradley Miller

Illinois·CRD #7781793
IA Rep

Investment Adviser Rep at THE MOSAIC FINANCIAL GROUP, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
FB

Frank Brady Jr

New Jersey·CRD #5692946
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Commission
Minimum
$50k
View profile
FB

Frank Briseno III

Florida·CRD #1177246
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
5
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FB

Frank Briseno IV

Louisiana·CRD #5034967
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FB

Frank Bryan Emmerling Jr.

Pennsylvania·CRD #5552147
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
FB

Frank Byrd Arnold

Texas·CRD #2691210
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FC

Frank Caputo

New York·CRD #1635313
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
FC

Frank Carl Sherick

Pennsylvania·CRD #4204239
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FC

Frank Carmine Napolitano

California·CRD #5930928
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
FC

Frank Catrena Vargas Jr

California·CRD #851235
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
46 yrs
States
2
Exams
6
Since
1980
Est. fee
AUM / Flat Fee
View profile
FC

Frank C Barnett

Minnesota·CRD #5563340
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
4
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FC

Frank Charles Maggiorotto Jr

Kansas·CRD #1133619
Dual-registered

Dual-registered at FIRST NATIONAL ADVISERS, LLC

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM
View profile
FC

Frank Charles Parlato

California·CRD #3201430
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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