Frank Bradley Miller
Investment Adviser Representative at THE Mosaic Financial Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Frank Bradley Miller is an investment adviser representative with The Mosaic Financial Group, LLC in Chicago, IL, where they have been registered since 2023, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Mosaic Financial Group LLCDec 2020 – no end date reportedChicago, IL
- Anita Dee Yacht ChartersMay 2017 – Oct 2020Chicago, IL
- Rink Management Services Corp.Sep 2019 – Apr 2020Chicago, IL
- Illinois Institute of TechnologyMar 2016 – May 2019Chicago, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Mosaic Financial Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $2,000,000 (waivable)
- First $1,000,0000.90%
- $1,000,001 - $2,000,0000.60%
- $2,000,001 - $3,000,0000.50%
- $3,000,001 - $5,000,0000.40%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Integrated, comprehensive wealth management services including tax services, investment advisory, and estate and financial planning, coordinated across a client's entire team of advisors into a single, cohesive strategy.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Chicago, IL
- Founded:
- 2000
- SEC file number:
- 801-58120
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 17, 2026
View full firm profileOther advisors at THE Mosaic Financial Group, LLC
8 other advisors in the directory
Similar advisors in Chicago, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Bradley Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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