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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
FC

Frank Charles Scarito

New Hampshire·CRD #1827344
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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FC

Frank Chiodi Jr

Connecticut·CRD #3189448
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
3
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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FC

Frank Christian Germano

Connecticut·CRD #2175736
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
3
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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FC

Frank Christopher Campbell III

Pennsylvania·CRD #2157966
Dual-registered

Dual-registered at CRESAP, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Other
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FC

Frank Christopher Greekas

Washington·CRD #8073462
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee / Performance-based
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FC

Frank Christopher Greene

California·CRD #2447213
IA Rep

Investment Adviser Rep at PRIVATE WEALTH PARTNERS, LLC

Experience
2 yrs
States
10
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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FC

Frank Cleveland Jones Jr

North Carolina·CRD #2506897
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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FC

Frank C Luton

Tennessee·CRD #8181763
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
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FC

Frank Cody Farmer

California·CRD #4736703
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
4
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
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FC

Frank Congemi

New York·CRD #1483380
IA Rep

Investment Adviser Rep at BEAM WEALTH ADVISORS, INC.

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$75k
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FC

Frank Cook Harris Sr

Florida·CRD #1135721
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
42 yrs
States
1
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FC

Frank C Rogers III

Connecticut·CRD #2440157
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
FD

Frank Daniel Savelli

New York·CRD #1402233
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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FD

Frank Daniel Toth

Florida·CRD #4242187
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
25 yrs
States
1
Exams
3
Since
2001
Fee
AUM / Hourly / Flat Fee / Other
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FD

Frank Dascenzo IV

South Carolina·CRD #7645137
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
FD

Frank D Di Rocco

Florida·CRD #1009053
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
4
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
FD

Frank Dellarossa

New Jersey·CRD #5225882
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
FD

Frank Delmar Barnett

Texas·CRD #1998285
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
1
Exams
5
Since
1989
Est. fee
AUM / Flat Fee
View profile
FD

Frank Deluca

New Jersey·CRD #2730827
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FD

Frank Dennis Cummings

Florida·CRD #1150264
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
FD

Frank Dominic Corto

Florida·CRD #2537861
Dual-registered

Dual-registered at LOMBARD ADVISERS INCORPORATED

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Flat Fee
View profile
FD

Frank Dominick Addonizio III

Connecticut·CRD #6873882
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
FD

Frank Donald Szymanek

California·CRD #4119043
Dual-registered

Dual-registered at NORTH PIER FIDUCIARY MANAGEMENT, LLC

Experience
22 yrs
States
4
Exams
5
Since
2004
Est. fee
AUM / Flat Fee
View profile
FE

Frank Earl Johnson

North Carolina·CRD #1947251
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
5
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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