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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GW

Gary William Dowling

Maryland·CRD #7513140
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
GW

Gary William Johnston

Delaware·CRD #1645244
Dual-registered

Dual-registered at LAUREL OAK WEALTH MANAGEMENT, LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
GW

Gary William Livingston

Minnesota·CRD #802156
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
44 yrs
States
1
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
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GW

Gary William Lutes Jr.

Florida·CRD #5907559
IA Rep

Investment Adviser Rep at TILLMAN HARTLEY LLC

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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GW

Gary William Mignone Jr

Alabama·CRD #8181958
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
1 yrs
States
19
Exams
3
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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GW

Gary William Pelletier

New Hampshire·CRD #1257856
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
42 yrs
States
2
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
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GW

Gary William Schlaffer

Virginia·CRD #1449426
Dual-registered

Dual-registered at ALEXANDER RANDOLPH ADVISORY INC

Experience
32 yrs
States
1
Exams
3
Since
1994
Fee
AUM / Hourly / Flat Fee
View profile
GW

Gary William Sherwold

California·CRD #1353782
Dual-registered

Dual-registered at G.W. SHERWOLD ASSOCIATES, INC.

Experience
41 yrs
States
3
Exams
7
Since
1985
Fee
AUM / Hourly / Flat Fee
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GW

Gary Winfield Decker

Kansas·CRD #3228205
Dual-registered

Dual-registered at WEALTH ALLIANCE ADVISORY GROUP, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
GW

Gary W Latuszewski Jr

Pennsylvania·CRD #7625882
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
GW

Gary W Lavallee

Massachusetts·CRD #1493834
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
38 yrs
States
1
Exams
7
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
GJ

Gassan Joseph Kassira

Colorado·CRD #4458114
Dual-registered

Dual-registered at KASSIRA WEALTH MANAGEMENT, LLC

Experience
23 yrs
States
5
Exams
2
Since
2003
Fee
AUM
View profile
GA

Gaston Adriano Piscicelli

Florida·CRD #7411089
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
GE

Gaston Ernesto Guerrero

California·CRD #2659227
Dual-registered

Dual-registered at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM
Minimum
$500k
View profile
GS

Gaurav Suri

New York·CRD #3010348
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
GS

Gaurika S Kapoor

Maryland·CRD #6658059
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
GC

Gautam Chhada

New Jersey·CRD #6318397
IA Rep

Investment Adviser Rep at SUMMIT FINANCIAL, LLC

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
GF

Gautier F Wallaert

New Hampshire·CRD #4837532
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
22 yrs
States
2
Exams
4
Since
2004
Fee
AUM / Hourly / Flat Fee
View profile
GC

Gavan Conway Scanlan

Maryland·CRD #6780091
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Gavin A Jenkinson

Maryland·CRD #5852193
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Gavin Aldecoa Gamboa

Idaho·CRD #6780254
IA Rep

Investment Adviser Rep at FIDUCIARY FINANCIAL GROUP, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$1.5M
View profile
GA

Gavin Alwine

Maryland·CRD #8208134
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
GB

Gavin B King

Pennsylvania·CRD #7899569
IA Rep

Investment Adviser Rep at NORTHSTAR FINANCIAL COMPANIES, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly
View profile
GC

Gavin Connor Kirsch

Pennsylvania·CRD #7913717
Dual-registered

Dual-registered at MTM FINANCIAL GROUP, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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