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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GJ

Guy Jon Benstead

California·CRD #1179261
Dual-registered

Dual-registered at KCM INVESTMENT ADVISORS

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM
Minimum
$1.0M
View profile
GL

Guy Lawrence Maximillian Floyd III

Texas·CRD #7150509
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GL

Guy Leonard Sexton III

Alabama·CRD #1204541
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
43 yrs
States
19
Exams
8
Since
1983
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
GM

Guy Matthew Davis

Texas·CRD #6923286
IA Rep

Investment Adviser Rep at BRASADA CAPITAL MANAGEMENT, LP

Experience
8 yrs
States
1
Since
2018
Fee
AUM / Performance-based
Minimum
$500k
View profile
GM

Guy Michael Penn

California·CRD #5267938
IA Rep

Investment Adviser Rep at CORE PLANNING

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
GP

Guy Philip Nicosia

Florida·CRD #2168001
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
3
Exams
3
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GR

Guy Richard Gorham

Georgia·CRD #2846190
Dual-registered

Dual-registered at PARTNERS CAPITAL SERVICES, INC.

Experience
29 yrs
States
2
Exams
7
Since
1997
Est. fee
AUM
Minimum
$5k
View profile
GR

Guy Richard Miller

Texas·CRD #815307
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
51 yrs
States
2
Exams
5
Since
1975
Est. fee
AUM / Commission / Flat Fee
View profile
GR

Guy Richards Riegel

New York·CRD #1050269
Dual-registered

Dual-registered at INGALLS & SNYDER LLC

Experience
44 yrs
States
1
Exams
4
Since
1982
Fee
AUM / Flat Fee / Performance-based
Minimum
$100k
View profile
GR

Guy Robert X. Middleton

District Of Columbia·CRD #3146465
Dual-registered

Dual-registered at WEALTHCREST FINANCIAL SERVICES, LLC

Experience
28 yrs
States
4
Exams
4
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
GR

Guy R Wayman

Texas·CRD #5569621
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
GT

Guy Tzour

California·CRD #7476691
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
GV

Guy Vincent Palmeri Jr

Delaware·CRD #2085137
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Flat Fee
View profile
GJ

Guzman Jose Castro

Florida·CRD #6438988
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
GR

Gwenaelle Romain

Florida·CRD #5069390
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
GB

Gwen B Garrison

Georgia·CRD #2956878
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GP

Gwendolen Paige Blair

Arkansas·CRD #4517474
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
GA

Gwendolyn Abigail Seto

New York·CRD #7932317
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Gwendolyn A Willey

Connecticut·CRD #2642795
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
7
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
GB

Gwendolyn Boland

Colorado·CRD #8169354
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
GM

Gwendolyn Mary Nale

Texas·CRD #7599639
IA Rep

Investment Adviser Rep at RETIREMENT PLANNERS OF AMERICA

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM
View profile
GP

Gwendolyn Pudim Tibbals

New York·CRD #1093467
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
GS

Gwendolyn Slater

Florida·CRD #3168141
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
GL

Gwen Linnea Straley

Nevada·CRD #6447170
IA Rep

Investment Adviser Rep at 3RD CREEK INVESTMENTS

Experience
11 yrs
States
2
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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