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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HD

Harold Dean McSwain Jr

Georgia·CRD #1315185
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Harold Donald Losey Jr

New Hampshire·CRD #1025176
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
44 yrs
States
2
Exams
9
Since
1982
Est. fee
AUM / Flat Fee
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HD

Harold Don Smith

Arizona·CRD #4094105
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Fee
AUM / Other
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HD

Harold Duane Pope

Florida·CRD #1051135
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
3
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HD

Harold Duke Hunt Jr

California·CRD #2486314
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
3
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HD

Harold Dwight West

Oregon·CRD #1682536
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HE

Harold Edward Jones

Florida·CRD #4438291
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
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HE

Harold Edward Klein

California·CRD #1021759
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
44 yrs
States
1
Exams
5
Since
1982
Fee
AUM / Hourly / Flat Fee
View profile
HE

Harold Edward Maude Jr

Michigan·CRD #719572
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
43 yrs
States
1
Exams
7
Since
1983
Est. fee
AUM / Hourly / Flat Fee
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HE

Harold Eric Connolly

New York·CRD #1654019
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Harold Franklin Grubbs

Arkansas·CRD #708166
Dual-registered

Dual-registered at FINANCIAL MANAGEMENT, INC.

Experience
44 yrs
States
4
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
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HF

Harold Fredrick Nelson III

Georgia·CRD #1002917
Dual-registered

Dual-registered at BUCKHEAD CAPITAL MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
View profile
HG

Harold George Wenger Jr

Pennsylvania·CRD #1048191
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
44 yrs
States
1
Exams
9
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
HH

Harold H Philipsen

Texas·CRD #5123941
Dual-registered

Dual-registered at TENZING FINANCIAL LLC

Experience
20 yrs
States
2
Exams
6
Since
2006
Fee
AUM / Flat Fee
View profile
HJ

Harold James Knight

Georgia·CRD #4220303
Dual-registered

Dual-registered at CAPE INVESTMENT ADVISORY, INC.

Experience
19 yrs
States
2
Exams
7
Since
2007
Fee
AUM
Minimum
$25k
View profile
HJ

Harold J Croley

Colorado·CRD #8299236
IA Rep

Investment Adviser Rep at BLACK SWIFT GROUP, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$2.0M
View profile
HJ

Harold Jenkins Bowen III

Florida·CRD #2614525
IA Rep

Investment Adviser Rep at BOWEN, HANES & CO INC

Experience
31 yrs
States
2
Exams
2
Since
1995
Est. fee
AUM
Minimum
$3.0M
View profile
HJ

Harold Jesus Calveira Leon

Florida·CRD #6760440
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
8 yrs
States
1
Exams
6
Since
2018
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
HK

Harold King Porter III

California·CRD #1192910
Dual-registered

Dual-registered at SUMMIT WEALTH AND RETIREMENT PARTNERS

Experience
36 yrs
States
2
Exams
6
Since
1990
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
HK

Harold Kuk Rhee

California·CRD #3129563
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
28 yrs
States
1
Exams
11
Since
1998
Fee
AUM / Other
View profile
HL

Harold Lee Gilbert

Virginia·CRD #812961
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
50 yrs
States
1
Exams
7
Since
1976
Est. fee
AUM / Hourly / Flat Fee
View profile
HL

Harold Leroy Teel Jr

Arizona·CRD #1002770
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
3
Exams
6
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HL

Harold Louis Green Jr

Texas·CRD #1790093
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Flat Fee
View profile
HR

Harold R. Colston II

Ohio·CRD #7328781
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
6
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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