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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HR

Harold Ricardo Soria

Florida·CRD #4849477
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
HS

Harold S Slade

Alabama·CRD #5399972
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
19 yrs
States
8
Exams
3
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
HT

Harold T Bourque

New Jersey·CRD #1568139
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
37 yrs
States
1
Exams
7
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
HT

Harold Thomas Delaney

Massachusetts·CRD #4187682
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HT

Harold Todd Harmon

Idaho·CRD #1832523
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
1
Exams
7
Since
1989
Est. fee
AUM / Flat Fee
View profile
HT

Harold Tyler Gay

Georgia·CRD #6496411
Dual-registered

Dual-registered at QM ADVISORS LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
HW

Harold Walter Kirschner

Colorado·CRD #4566673
IA Rep

Investment Adviser Rep at CALLAHAN CAPITAL MANAGEMENT

Experience
27 yrs
States
2
Exams
1
Since
1999
Est. fee
AUM
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HW

Harold Ward Stein

Connecticut·CRD #2478110
Dual-registered

Dual-registered at PINNACLE ASSOCIATES, LTD.

Experience
22 yrs
States
3
Exams
3
Since
2004
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
HW

Harold Warren Burge

Louisiana·CRD #1082934
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
2
Exams
8
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
HW

Harold Williams

New York·CRD #1137186
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
3
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
HW

Harold W Smith Jr

Connecticut·CRD #3167818
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Harout Aram Dermendjian

California·CRD #6852134
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HS

Harpartap Singh Boyal

New York·CRD #7569147
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
HB

Harriet Bridjett Fountain

Virginia·CRD #2660950
IA Rep

Investment Adviser Rep at THE BURNEY COMPANY

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$750k
View profile
HG

Harriet G Detar

Texas·CRD #3129202
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
HK

Harriet Knight Chase

Florida·CRD #4317194
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
25 yrs
States
4
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HM

Harriet Madoff Parker

Connecticut·CRD #1713912
Dual-registered

Dual-registered at GREENWICH WEALTH MANAGEMENT, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
HP

Harriet Philibert Newsome

Louisiana·CRD #2806945
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HC

Harris Chan

Connecticut·CRD #6332901
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Harris Demarco

New Jersey·CRD #6848018
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
HE

Harris Eliot Kagan

California·CRD #1439997
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
HE

Harris Elliot Kirschner

Nevada·CRD #5950419
IA Rep

Investment Adviser Rep at 3RD CREEK INVESTMENTS

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
HG

Harris Greenfield Mandler

Florida·CRD #5197069
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
HL

Harris Lawrence Adams

District Of Columbia·CRD #2872752
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
6
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1297 | AdvisorFinder