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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HC

Howard Choe

New Jersey·CRD #4677894
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
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HC

Howard Cuinn Burke

Georgia·CRD #5779533
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
HD

Howard David Schwartz

Maryland·CRD #2022010
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
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HD

Howard Davis

California·CRD #1782118
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
38 yrs
States
1
Exams
12
Since
1988
Est. fee
AUM / Hourly / Flat Fee
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HD

Howard Douglas Lynes

District Of Columbia·CRD #818710
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
50 yrs
States
4
Exams
5
Since
1976
Est. fee
AUM / Commission / Flat Fee
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HE

Howard Edmond Reich

Texas·CRD #2424090
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Performance-based
Minimum
$50.0M
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HE

Howard Edward Rightsell Jr

Indiana·CRD #1187714
IA Rep

Investment Adviser Rep at UNITED ADVISOR GROUP

Experience
37 yrs
States
1
Exams
5
Since
1989
Fee
AUM / Hourly / Flat Fee
View profile
HE

Howard Edwin Pakola

Minnesota·CRD #1560983
Dual-registered

Dual-registered at PSC FINANCIAL LLC

Experience
35 yrs
States
1
Exams
5
Since
1991
Fee
AUM
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HE

Howard Elliot Brodis

California·CRD #1011178
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
5
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HE

Howard Elliot Case

Connecticut·CRD #4494963
IA Rep

Investment Adviser Rep at FOUNDERS CAPITAL MANAGEMENT, LLC

Experience
23 yrs
States
2
Exams
1
Since
2003
Est. fee
AUM
Minimum
$100k
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HE

Howard Elliott Kaplan

California·CRD #2021501
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
24 yrs
States
6
Exams
7
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
HE

Howard Evans Harris Jr

Florida·CRD #1259826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
7
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Howard French Daugherty Jr.

Alabama·CRD #5265086
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
19 yrs
States
11
Exams
3
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
HG

Howard Garrison Coley

North Carolina·CRD #4055139
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
HH

Howard Hermes Jr.

Oklahoma·CRD #4692013
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
HI

Howard Ira Wein

Connecticut·CRD #2821599
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HJ

Howard Jamar Lakeman

Florida·CRD #6917334
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
HJ

Howard Jay Barnett

Texas·CRD #2183706
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
HJ

Howard Jay Cranford

Louisiana·CRD #6398850
IA Rep

Investment Adviser Rep at STURMAN WEALTH ADVISORS

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM / Flat Fee
View profile
HJ

Howard Jay Levine

Montana·CRD #2737233
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
5
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HJ

Howard Jay Rappaport

Texas·CRD #4941230
Dual-registered

Dual-registered at CORNERMEN FINANCIAL, LLC

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Hourly
View profile
HJ

Howard Jay Spielberg

Arizona·CRD #4131780
Dual-registered

Dual-registered at LIDO

Experience
26 yrs
States
4
Exams
8
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
HL

Howard Leon Dingle

Georgia·CRD #4465905
Dual-registered

Dual-registered at COMPOUND PLANNING, INC.

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
HL

Howard L Joe III

Georgia·CRD #6548027
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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