AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HL

Howard Lorne McEwen Jr

Kentucky·CRD #2425994
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HM

Howard Mareen Duvall IV

New York·CRD #2781556
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Howard Mark Hook

New Jersey·CRD #4199828
Dual-registered

Dual-registered at ACCESS WEALTH

Experience
24 yrs
States
1
Exams
2
Since
2002
Est. fee
AUM / Flat Fee
View profile
HM

Howard Martin Burke

Georgia·CRD #2235678
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
2
Exams
7
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Howard Martin Rothman

Arizona·CRD #1098190
Dual-registered

Dual-registered at VISION INVESTMENT ADVISORS, LLC

Experience
38 yrs
States
24
Exams
13
Since
1988
Est. fee
AUM / Commission / Flat Fee / Performance-based
Minimum
$100k
View profile
HM

Howard Martin Weinstein

New York·CRD #1373062
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
41 yrs
States
1
Exams
7
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Howard Maxwell Schulman

Ohio·CRD #5013633
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HM

Howard Michael Wolfson

Ohio·CRD #2154266
IA Rep

Investment Adviser Rep at TCFG INVESTMENT ADVISORS, LLC

Experience
35 yrs
States
1
Exams
3
Since
1991
Est. fee
AUM / Hourly
View profile
HM

Howard M Ryan Jr

Nebraska·CRD #4610658
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
20 yrs
States
1
Exams
8
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Howard M Siegal

Pennsylvania·CRD #3168425
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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HN

Howard Neil Katz

Georgia·CRD #2483404
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
32 yrs
States
3
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
HN

Howard Neil Stolzer

New Jersey·CRD #1551722
IA Rep

Investment Adviser Rep at STOLZER ROTHSCHILD LEVY LLC

Experience
23 yrs
States
2
Exams
1
Since
2003
Est. fee
AUM / Hourly
View profile
HO

Howard Ouyang

Alabama·CRD #5612006
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
17 yrs
States
21
Exams
5
Since
2009
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
HP

Howard Paul Eisenman

Alabama·CRD #502906
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
47 yrs
States
11
Exams
5
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
HP

Howard Perry Loiterstein

Missouri·CRD #1629822
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
HP

Howard Pickering

New York·CRD #6531289
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
HR

Howard Ralph Teutsch

Idaho·CRD #5354478
IA Rep

Investment Adviser Rep at ARCADIA INVESTMENT ADVISORS, LLC

Experience
19 yrs
States
2
Exams
1
Since
2007
Fee
AUM
Minimum
$100k
View profile
HR

Howard Ray Bolotin

California·CRD #2451924
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HR

Howard Richard Mattson

Arkansas·CRD #2718790
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
6
Exams
7
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HR

Howard Robert Asch

California·CRD #2147380
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
15
Exams
11
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HR

Howard Robert Klieger

Illinois·CRD #1020955
Dual-registered

Dual-registered at WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

Experience
44 yrs
States
1
Exams
5
Since
1982
Fee
AUM
View profile
HR

Howard Ross

New York·CRD #1065919
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
42 yrs
States
1
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
HR

Howard Rothstein

Florida·CRD #1553260
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HS

Howard Scott Bushnell

Illinois·CRD #4452560
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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