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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JA

James Allan

Wisconsin·CRD #7662916
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JA

James Allan Jones

Missouri·CRD #6625774
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
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JA

James Allan Kearse

Colorado·CRD #6071531
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
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JA

James Allan Vanderbilt

Illinois·CRD #1615555
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
39 yrs
States
2
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
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JA

James Allan Young II

Pennsylvania·CRD #7977915
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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JA

James Allen Arnold

Georgia·CRD #7384072
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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JA

James Allen Atkinson

Texas·CRD #2339222
Dual-registered

Dual-registered at AVIDIAN WEALTH SOLUTIONS

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
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JA

James Allen Ball

Minnesota·CRD #1373036
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James Allen Czerniak

Illinois·CRD #2584732
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James Allen Fischer

Wisconsin·CRD #1594785
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
39 yrs
States
1
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JA

James Allen Kaffenbarger Jr.

Louisiana·CRD #4254971
IA Rep

Investment Adviser Rep at BCK PARTNERS, INC.

Experience
13 yrs
States
2
Since
2013
Est. fee
AUM
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JA

James Allen Kent

Washington·CRD #4133251
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
1
Exams
8
Since
2000
Est. fee
AUM / Flat Fee
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JA

James Allen Mayes

California·CRD #2879995
Dual-registered

Dual-registered at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Flat Fee
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JA

James Allen Noonan

Connecticut·CRD #844406
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
2
Exams
4
Since
1977
Est. fee
AUM / Commission / Flat Fee
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JA

James Allen Rench

Texas·CRD #1702679
Dual-registered

Dual-registered at RELEVANCE CAPITAL MANAGEMENT

Experience
27 yrs
States
1
Exams
5
Since
1999
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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JA

James Allen Spreng

Ohio·CRD #2899030
Dual-registered

Dual-registered at SPRENG CAPITAL MANAGEMENT, INC.

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Hourly
View profile
JA

James Allen Tolbert

Texas·CRD #728423
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
45 yrs
States
1
Exams
5
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JA

James Allen Vandenheuvel II

Florida·CRD #6290192
Dual-registered

Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Allen Werner

California·CRD #2254147
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
33 yrs
States
2
Exams
3
Since
1993
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JA

James Allyn Franke

Illinois·CRD #4728087
Dual-registered

Dual-registered at ROTHSCHILD INVESTMENT

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JA

James Almando Scatena III

Colorado·CRD #2696426
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Flat Fee
View profile
JA

James A Longo Jr

Illinois·CRD #4542543
Dual-registered

Dual-registered at CORA CAPITAL ADVISORS

Experience
24 yrs
States
1
Exams
3
Since
2002
Fee
AUM / Flat Fee
View profile
JA

James Aloysius Shindelar

Iowa·CRD #1819039
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
5
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JA

James Alverson

Illinois·CRD #4471490
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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