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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JA

James Alvin Shelby

Tennessee·CRD #1746062
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James A Mathieu

New Jersey·CRD #5739727
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
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JA

James A. Matthews

Texas·CRD #7361225
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James Amos Camp

Arizona·CRD #8090615
IA Rep

Investment Adviser Rep at SOLTIS INVESTMENT ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$750k
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JA

James Anania

Texas·CRD #7188831
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Performance-based
Minimum
$50.0M
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JA

James Ancil Allred

Georgia·CRD #2198015
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
2
Exams
7
Since
1991
Est. fee
AUM / Hourly / Flat Fee
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JA

James Andrew Barasha

California·CRD #2299249
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
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JA

James Andrew Beindorf

Florida·CRD #7239374
Dual-registered

Dual-registered at SPIREPOINT PRIVATE CLIENT, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
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JA

James Andrew Byrd

New Mexico·CRD #4310944
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
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JA

James Andrew Cecil

Iowa·CRD #3216291
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
24 yrs
States
1
Exams
7
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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JA

James Andrew Covell

New York·CRD #1243121
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
7
Since
1984
Est. fee
AUM / Flat Fee
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JA

James Andrew Crockett

Texas·CRD #8268980
IA Rep

Investment Adviser Rep at PAUL COMSTOCK PARTNERS

States
1
Exams
2
Since
2026
Est. fee
AUM / Flat Fee
Minimum
$10.0M
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JA

James Andrew Ferrin

Utah·CRD #1032934
Dual-registered

Dual-registered at ASSET ONE WEALTH MANAGEMENT, LLC

Experience
43 yrs
States
1
Exams
7
Since
1983
Fee
AUM
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JA

James Andrew Frigstad

Arizona·CRD #4782144
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
22 yrs
States
5
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
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JA

James Andrew Geake

Illinois·CRD #2629008
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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JA

James Andrew Good

Arizona·CRD #6612231
IA Rep

Investment Adviser Rep at ATTESSA CAPITAL LLC

Experience
10 yrs
States
2
Exams
1
Since
2016
Est. fee
AUM / Other
View profile
JA

James Andrew Hutchinson

Pennsylvania·CRD #2264964
IA Rep

Investment Adviser Rep at BRYN MAWR TRUST ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
JA

James Andrew Keck

Texas·CRD #5164580
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Andrew Leventis

Michigan·CRD #1516893
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Andrew McFarland

Texas·CRD #6782963
IA Rep

Investment Adviser Rep at OAK HARVEST INVESTMENT SERVICES

Experience
9 yrs
States
1
Exams
1
Since
2017
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
JA

James Andrew McKay

New Hampshire·CRD #1175153
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
6
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
JA

James Andrew Miller

Massachusetts·CRD #5081879
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Andrew Murphy

Alabama·CRD #7075179
IA Rep

Investment Adviser Rep at EVERSOURCE WEALTH ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Andrew Spangler

New Jersey·CRD #6686690
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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