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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JA

James Andrew Webb

Florida·CRD #6058223
IA Rep

Investment Adviser Rep at FSA INVESTMENT GROUP, LLC

Experience
6 yrs
States
1
Since
2020
Est. fee
AUM / Flat Fee
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JA

James Andrew Wiehe

Illinois·CRD #6826421
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
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JA

James Angell

Texas·CRD #2576963
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Commission / Flat Fee
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JA

James Anthony Albanese

Florida·CRD #2179644
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
34 yrs
States
5
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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JA

James Anthony Anderson

New York·CRD #7981519
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Anthony Arcoraci

Florida·CRD #2583312
Dual-registered

Dual-registered at HBKS WEALTH ADVISORS

Experience
31 yrs
States
3
Exams
3
Since
1995
Est. fee
AUM / Hourly / Flat Fee
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JA

James Anthony Cook

South Carolina·CRD #4737967
IA Rep

Investment Adviser Rep at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
JA

James Anthony Czajkowski

Connecticut·CRD #1391990
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Anthony Fesperman

Florida·CRD #5092196
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Anthony Gargiulo

New Jersey·CRD #2142685
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
3
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
JA

James Anthony Giaccia

California·CRD #6955965
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JA

James Anthony Iannazzo

Connecticut·CRD #2807988
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
30 yrs
States
1
Exams
3
Since
1996
Est. fee
AUM / Hourly
View profile
JA

James Anthony Kilcommons III

New Jersey·CRD #1340382
Dual-registered

Dual-registered at PRINCETON GLOBAL ASSET MANAGEMENT LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
JA

James Anthony Komoszewski

Minnesota·CRD #2833256
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
25 yrs
States
2
Exams
5
Since
2001
Fee
AUM / Hourly / Flat Fee / Other
View profile
JA

James Anthony Marquez

Illinois·CRD #7860373
IA Rep

Investment Adviser Rep at CAPSTONE FINANCIAL ADVISORS INC

Experience
2 yrs
States
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
JA

James Anthony McCollom

North Carolina·CRD #3018906
IA Rep

Investment Adviser Rep at CORE ADVISORY GROUP

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Anthony McNamara

New York·CRD #2432525
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
9
Since
1994
Est. fee
AUM / Flat Fee
View profile
JA

James Anthony Milazzo Jr

Kansas·CRD #4009269
Dual-registered

Dual-registered at AXXCESS WEALTH MANAGEMENT, LLC

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JA

James Anthony Mirabile

Georgia·CRD #4854718
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JA

James Anthony Mitchell Jr

Alabama·CRD #800728
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
52 yrs
States
2
Exams
7
Since
1974
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JA

James Anthony Petkoson

Florida·CRD #2134056
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
JA

James Anthony Powers

Tennessee·CRD #2832074
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JA

James Anthony Pupillo Jr

Arizona·CRD #1714650
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
39 yrs
States
3
Exams
5
Since
1987
Fee
AUM / Hourly / Flat Fee
View profile
JA

James Anthony Spina

California·CRD #2019197
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
7
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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