AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JA

James Anthony Sturiale

New Jersey·CRD #7991740
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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JA

James Anthony Tollus

N/A·CRD #1726822
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James Anthony Ward

New Jersey·CRD #6150246
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
6 yrs
States
1
Exams
6
Since
2020
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
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JA

James Anthony Warfield

N/A·CRD #1924965
Dual-registered

Dual-registered at BEACON CAPITAL MANAGEMENT, INC.

Experience
30 yrs
Exams
4
Since
1996
Est. fee
AUM
Minimum
$25k
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JA

James Anthony Watson

Florida·CRD #5264533
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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JA

James Antony Clary

Pennsylvania·CRD #1841722
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James Arellano

New York·CRD #7972770
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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JA

James Armin West IV

Tennessee·CRD #2770981
Dual-registered

Dual-registered at CALYDON CAPITAL, LLC

Experience
21 yrs
States
1
Exams
2
Since
2005
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$100k
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JA

James Arnold Girres

Iowa·CRD #1123402
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
43 yrs
States
1
Exams
3
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Other
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JA

James Arthur Bales

Alabama·CRD #2542261
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
32 yrs
States
20
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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JA

James Arthur Freudenberger

Oklahoma·CRD #2345025
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

James Arthur Gingerich

Indiana·CRD #708003
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
9
Since
1980
Est. fee
AUM / Commission / Flat Fee
View profile
JA

James Arthur Gothard

Indiana·CRD #2455467
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James Arthur Mikesell II

Michigan·CRD #5761913
IA Rep

Investment Adviser Rep at THE RETIREMENT PLANNING GROUP, LLC

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Flat Fee
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JA

James Arthur Rice

Florida·CRD #1402916
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
5
Exams
10
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

James Arthur Schmidt

Arizona·CRD #4054134
Dual-registered

Dual-registered at TRIBECA FINANCIAL, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Other
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JA

James Arthur Simpson

Texas·CRD #3159520
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
JA

James Arthur Steele Jr

Idaho·CRD #2246283
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
8
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
JA

James Arthur Stokes

Florida·CRD #1666573
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
39 yrs
States
2
Exams
3
Since
1987
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JA

James A Shaw

California·CRD #8067788
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JA

James Asher Jackson

California·CRD #5304630
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
7
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JA

James Ashley Renfroe

Florida·CRD #5190444
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JA

James A Treischmann

Tennessee·CRD #8101257
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Other
View profile
JA

James A Trevino

California·CRD #6730196
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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