AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JB

James Bernard Fahey Jr

New Jersey·CRD #1618206
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Bernard Pierik

California·CRD #1526883
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
40 yrs
States
4
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JB

James Berthelot Yent Jr.

Arizona·CRD #5048850
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
20 yrs
States
15
Exams
4
Since
2006
Est. fee
AUM / Commission / Hourly / Flat Fee
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JB

James Berton Cates III

South Carolina·CRD #7937700
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
4
Since
2026
Est. fee
AUM / Commission / Flat Fee
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JB

James B Hartman

Florida·CRD #2357777
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
3
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
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JB

James Bienvenu Fish

Tennessee·CRD #7292852
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JB

James Bigelow McIntyre Jr

Connecticut·CRD #2742808
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
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JB

James Blair Luippold

Arizona·CRD #3031318
Dual-registered

Dual-registered at CASTLE ROCK WEALTH MANAGEMENT, LLC

Experience
25 yrs
States
4
Exams
4
Since
2001
Est. fee
AUM
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JB

James Blake Morris

Georgia·CRD #5428483
IA Rep

Investment Adviser Rep at THE LLOYD ADVISORY GROUP

Experience
18 yrs
States
3
Exams
1
Since
2008
Est. fee
AUM
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JB

James Bland Mellette III

Georgia·CRD #2803629
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
7
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Blaszkow

Delaware·CRD #7235034
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Blueford Eberhardt

California·CRD #822972
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
33 yrs
States
1
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JB

James B Lundmark Jr

Pennsylvania·CRD #5701439
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James B McRae Christman

Nevada·CRD #7226022
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James B Munson

Pennsylvania·CRD #5595268
IA Rep

Investment Adviser Rep at WEALTHPLAN INVESTMENT MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
JB

James B O'Donoghue

Colorado·CRD #4991036
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
16 yrs
States
15
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
JB

James Boehringer Trist

Louisiana·CRD #6618820
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Boyd Rabasca

New Jersey·CRD #5484909
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
JB

James Boyd Speights

Rhode Island·CRD #1362050
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JB

James Boykin Sloan

North Carolina·CRD #8140667
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Bradford Heninger

Florida·CRD #2413634
IA Rep

Investment Adviser Rep at ALTITUDE CAPITAL MANAGEMENT LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
JB

James Bradley Smith

Illinois·CRD #3002426
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
16 yrs
States
4
Exams
6
Since
2010
Fee
AUM
View profile
JB

James Bradley Teegarden

Colorado·CRD #2812366
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
25 yrs
States
3
Exams
5
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JB

James Brady

Florida·CRD #849289
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
48 yrs
States
2
Exams
4
Since
1978
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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