Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Aubrey Sapp Jr
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James August Bartolacci
Investment Adviser Rep at IAM ADVISORY LLC
James Augustus Bowers III
Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
James Austin Duke
Dual-registered at OSAIC ADVISORY SERVICES, LLC
James Austin Roth
Dual-registered at ROTH FINANCIAL PARTNERS LLC
James A. Vanek
Dual-registered at EQUITABLE ADVISORS, LLC
James A White Sr
Investment Adviser Rep at OSAIC WEALTH, INC.
James Ball
Dual-registered at OSAIC WEALTH, INC.
James Baratta
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Barker White
Dual-registered at TEMPUS WEALTH PLANNING, LLC
James Baroutas
Dual-registered at B. RILEY WEALTH ADVISORS, INC.
James Barrett Rouse Mr.
Investment Adviser Rep at PIN OAK INVESTMENT ADVISORS INC
James B. Costello
Dual-registered at OSAIC ADVISORY SERVICES, LLC
James B Cox
Dual-registered at KINTRA WEALTH, LLC
James Beal
Dual-registered at EQUITABLE ADVISORS, LLC
James Beaura Plair Jr
Dual-registered at EQUITABLE ADVISORS, LLC
James Belfield Thornton
Dual-registered at OSAIC WEALTH, INC.
James Bell
Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
James Bennett Liberman
Dual-registered at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
James Benson Barton
Investment Adviser Rep at OSAIC WEALTH, INC.
James Berg III
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Berg, Jr.
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Berg Paragamian
Dual-registered at RBC CAPITAL MARKETS, LLC
James Bernard Brown
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.