AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JB

James Brady Risalvato

Texas·CRD #6798699
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Flat Fee / Performance-based
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JB

James Brandon Creech

Ohio·CRD #4563108
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
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JB

James Brandonisio

California·CRD #6870667
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
5
Exams
6
Since
2017
Est. fee
AUM / Commission / Flat Fee
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JB

James Brian Boucher

California·CRD #2769588
Dual-registered

Dual-registered at WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

Experience
28 yrs
States
2
Exams
3
Since
1998
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
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JB

James Brian Dillon

Indiana·CRD #5148845
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JB

James Brian Lucas Sugay

California·CRD #5509411
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
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JB

James Brian Reynolds

Vermont·CRD #2997795
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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JB

James Brinton Detwiler

Georgia·CRD #5374270
IA Rep

Investment Adviser Rep at BARNSTONE ADVISORS LLC

Experience
19 yrs
States
2
Exams
1
Since
2007
Est. fee
AUM / Hourly
Minimum
$250k
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JB

James Bruce Johnson

California·CRD #5551678
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JB

James Bruce Whelihan

Maryland·CRD #828796
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
50 yrs
States
1
Exams
5
Since
1976
Est. fee
AUM / Flat Fee
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JB

James Bryan Harvey

Maine·CRD #2396081
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
8
Since
1993
Est. fee
AUM / Flat Fee
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JB

James Bryce Martin

Virginia·CRD #7304826
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
JB

James B Simpkins

Connecticut·CRD #1899756
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
3
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Buchanan Bell

Pennsylvania·CRD #6781532
IA Rep

Investment Adviser Rep at RHINO INVESTMENT PARTNERS, INC.

Experience
9 yrs
States
1
Since
2017
Est. fee
AUM / Performance-based
View profile
JB

James Buchanan Sutton

Tennessee·CRD #6073809
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
JB

James Bud Ryan

Oklahoma·CRD #7240937
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Bunyon Glover Jr

North Carolina·CRD #1628301
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
39 yrs
States
1
Exams
8
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
JB

James Burroughs Johnston III

New Jersey·CRD #1485345
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JB

James Burton Taylor

Tennessee·CRD #5378942
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Butler

Pennsylvania·CRD #1249523
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
42 yrs
States
1
Exams
4
Since
1984
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JB

James Byron Ferguson

Texas·CRD #1633661
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
JB

James Byron Merchant

Florida·CRD #6225410
Dual-registered

Dual-registered at KOSS-OLINGER CONSULTING, LLC.

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
JB

James Byron Richardson

Arizona·CRD #2255704
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
View profile
JB

James Byron Smith

Illinois·CRD #2545353
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
4
Exams
8
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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