AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JC

James Cassell Nickens Jr

Indiana·CRD #2293529
Dual-registered

Dual-registered at MSH CAPITAL ADVISORS LLC

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Flat Fee
Minimum
$5k
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JC

James C Cantela

New Jersey·CRD #2363532
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
15 yrs
States
2
Exams
6
Since
2011
Fee
AUM
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JC

James C Carpas

Ohio·CRD #4884879
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
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JC

James C Culp III

New Jersey·CRD #5186011
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
19 yrs
States
3
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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JC

James C Denny

Pennsylvania·CRD #4174753
Dual-registered

Dual-registered at FINANCIAL FREEDOM HOUSE

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1k
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JC

James C Duncan

California·CRD #4409876
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
7
Since
2002
Est. fee
AUM / Commission / Flat Fee
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JC

James C Egan

New Jersey·CRD #1557304
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
3
Exams
6
Since
1989
Est. fee
AUM / Commission / Flat Fee
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JC

James C. Farally

Maryland·CRD #4454583
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
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JC

James C Fitzsimmons

Florida·CRD #7624093
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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JC

James C Friendly

Texas·CRD #4032216
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
1
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee
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JC

James C Grant

District Of Columbia·CRD #7560926
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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JC

James Chad Watt

Connecticut·CRD #2499030
Dual-registered

Dual-registered at BRIDGELIGHT FINANCIAL ADVISORS, INC

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Hourly
Minimum
$250k
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JC

James Chandler Kuntz

California·CRD #1038293
Dual-registered

Dual-registered at PACIFIC WEALTH MANAGEMENT

Experience
44 yrs
States
1
Exams
5
Since
1982
Fee
AUM / Hourly / Flat Fee / Other
Minimum
$250k
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JC

James Chandler Moda

Massachusetts·CRD #7397092
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
5 yrs
States
2
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
View profile
JC

James Chandler Wall

Texas·CRD #7682427
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
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JC

James Chapman

Minnesota·CRD #3138620
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
3
Exams
3
Since
1998
Est. fee
AUM / Flat Fee
View profile
JC

James Charles Conley

Ohio·CRD #7602319
IA Rep

Investment Adviser Rep at STRATOS WEALTH ADVISORS LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JC

James Charles Janikowski

Wisconsin·CRD #1059080
Dual-registered

Dual-registered at DANA INVESTMENT ADVISORS INC

Experience
19 yrs
States
1
Exams
2
Since
2007
Fee
AUM / Flat Fee / Performance-based
View profile
JC

James Charles Kemp

Missouri·CRD #6560205
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James Charles Kidd

New Jersey·CRD #2583917
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

James Charles Kieckhafer

California·CRD #3162088
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
27 yrs
States
9
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JC

James Charles Mendelson

Pennsylvania·CRD #4974293
Dual-registered

Dual-registered at IRONVIEW CAPITAL MANAGEMENT, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
JC

James Charles Oliger

Ohio·CRD #2796231
IA Rep

Investment Adviser Rep at WEALTHQUEST CORPORATION

Experience
27 yrs
States
1
Exams
1
Since
1999
Est. fee
AUM / Flat Fee
View profile
JC

James Charles Pazareskis

Connecticut·CRD #1247590
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
2
Exams
8
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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