AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JB

James Byron Underhill

Arizona·CRD #2848252
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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JC

James Cahill Gavin

Maine·CRD #2366060
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
33 yrs
States
1
Exams
6
Since
1993
Est. fee
AUM / Other
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JC

James C Aldag

Oklahoma·CRD #1705506
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Commission / Flat Fee
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JC

James Cali

New York·CRD #5057081
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
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JC

James Callahan Oneil

Washington·CRD #2177688
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Flat Fee
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JC

James Calvert Gibson

Illinois·CRD #2009980
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
5
Since
1989
Est. fee
AUM / Commission / Flat Fee
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JC

James Cameron Jackson

Illinois·CRD #2567342
Dual-registered

Dual-registered at STAIRWAY PARTNERS, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Fee
AUM
Minimum
$1.0M
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JC

James Cameron Musgrave

Maryland·CRD #2997304
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JC

James Cameron Spencer

Pennsylvania·CRD #4879720
IA Rep

Investment Adviser Rep at COPELAND CAPITAL MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
1
Since
2007
Fee
AUM
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JC

James Campbell

Georgia·CRD #5908277
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
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JC

James Carl Baird

Florida·CRD #847959
Dual-registered

Dual-registered at COMPASS ION ADVISORS, LLC

Experience
47 yrs
States
3
Exams
7
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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JC

James Carl Happ

Ohio·CRD #2533063
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
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JC

James Carl Hedstrom

North Carolina·CRD #4229181
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
26 yrs
States
3
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
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JC

James Carl Miklas

Florida·CRD #1378418
Dual-registered

Dual-registered at WELLESLEY ASSET MANAGEMENT, INC.

Experience
36 yrs
States
2
Exams
6
Since
1990
Est. fee
AUM / Performance-based
Minimum
$500k
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JC

James Carlos Parrie

Louisiana·CRD #2114887
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
21 yrs
States
1
Exams
6
Since
2005
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JC

James Carlton Hunter

Connecticut·CRD #1698014
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
36 yrs
States
1
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JC

James Carlyle Blakely

Arizona·CRD #4629489
Dual-registered

Dual-registered at BLAKELY WALTERS WEALTH MANAGEMENT

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
JC

James Carmelo Capella

Connecticut·CRD #6115104
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James Carmichael McClendon

Washington·CRD #1134177
Dual-registered

Dual-registered at THE PACIFIC FINANCIAL GROUP, INC.

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM
Minimum
$5k
View profile
JC

James Carroll Billingsley

Nebraska·CRD #1190831
Dual-registered

Dual-registered at PLAN GROUP FINANCIAL, INC.

Experience
41 yrs
States
3
Exams
5
Since
1985
Est. fee
AUM / Flat Fee
View profile
JC

James Carter Bee

New Hampshire·CRD #2442132
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
8
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James Casey Gex

Texas·CRD #6793441
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James Casey Hodges

Texas·CRD #2765025
Dual-registered

Dual-registered at AVIDIAN WEALTH SOLUTIONS

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JC

James Casey Jones

Georgia·CRD #4492563
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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