AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JC

James Charles Scott

Ohio·CRD #2885322
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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JC

James Charles Snyder

Florida·CRD #6275869
Dual-registered

Dual-registered at INTELLUS ADVISORS, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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JC

James Charles Traylor

New York·CRD #5379493
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
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JC

James Chartrey

California·CRD #5552897
Dual-registered

Dual-registered at LIDO

Experience
17 yrs
States
7
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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JC

James Choe

New Jersey·CRD #2027504
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
8
Since
2001
Est. fee
AUM / Commission / Flat Fee
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JC

James Chris Shannon

Oklahoma·CRD #1549076
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
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JC

James Christian Cook

Arizona·CRD #6517772
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
10 yrs
States
10
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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JC

James Christian Gates

California·CRD #2858866
IA Rep

Investment Adviser Rep at SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Other
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JC

James Christopher Aiello

New York·CRD #1763863
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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JC

James Christopher Anselmo

Florida·CRD #4189453
Dual-registered

Dual-registered at THE BALDWIN GROUP WEALTH ADVISORS, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
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JC

James Christopher Brown Jr.

Maryland·CRD #4895673
Dual-registered

Dual-registered at MERITIS WEALTH MANAGEMENT, INC.

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly
Minimum
$750k
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JC

James Christopher Cook

Alabama·CRD #2685452
Dual-registered

Dual-registered at BEACON CAPITAL MANAGEMENT, INC.

Experience
23 yrs
States
38
Exams
6
Since
2003
Est. fee
AUM
Minimum
$25k
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JC

James Christopher Davis

Florida·CRD #2561108
Dual-registered

Dual-registered at NAPLES GLOBAL ADVISORS

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM
Minimum
$1.0M
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JC

James Christopher Dowdell III

Florida·CRD #6662680
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James Christopher Ewing

New Jersey·CRD #3257389
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JC

James Christopher Floyd

Texas·CRD #5076807
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
6 yrs
States
1
Since
2020
Fee
AUM / Hourly / Flat Fee
View profile
JC

James Christopher Giliberto

Texas·CRD #6594096
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

James Christopher Krakowski

New Jersey·CRD #4841496
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James Christopher Landry

Massachusetts·CRD #2918964
Dual-registered

Dual-registered at PALLAS CAPITAL ADVISORS, LLC

Experience
28 yrs
States
1
Exams
8
Since
1998
Fee
AUM / Hourly / Flat Fee
View profile
JC

James Christopher Muro

New Jersey·CRD #2235192
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
34 yrs
States
1
Exams
8
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JC

James Christopher Murphy

New York·CRD #6984932
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

James Christopher Plasko

Florida·CRD #4466740
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
3
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JC

James Christopher Quirk

New Jersey·CRD #2141708
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
2
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

James Christopher Reuter

New Jersey·CRD #7082344
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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