Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Christopher Sargent
Dual-registered at BENTOAK CAPITAL
James Christopher Scott
Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
James Christopher Senese
Dual-registered at EQUITABLE ADVISORS, LLC
James C Kranz
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James C Kreid
Dual-registered at SILVER OAK SECURITIES, INC.
James Clarence Ganger
Dual-registered at OSAIC INSTITUTIONS, INC.
James Clark
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Clay Vanderwaal
Investment Adviser Rep at KOVACK ADVISORS, INC.
James C Leonard
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Clifford Bassett
Investment Adviser Rep at PEAK AMERICAN INVESTMENT ADVISORS, INC.
James Clifton Neathery
Investment Adviser Rep at REDHAWK WEALTH ADVISORS, INC.
James Clint Rider
Dual-registered at OSAIC WEALTH, INC.
James C Lowell
Investment Adviser Rep at J.M. ARBOUR, LLC
James C Magee
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James C. Manuola
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James C Meyer
Dual-registered at OSAIC WEALTH, INC.
James Cody Tafel
Dual-registered at THOMPSON SIEGEL & WALMSLEY LLC
James Cofer Winters
Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC
James Cole Delucas
Investment Adviser Rep at BEACON POINTE ADVISORS, LLC
James Coleman
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Colin Bacon
Investment Adviser Rep at NUTTER INVESTMENT ADVISORS
James Colin Sturgis
Dual-registered at SIGNATUREFD, LLC
James Collin McKenna
Dual-registered at RBC CAPITAL MARKETS, LLC
James Connor Montgomery
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.