AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JC

James Conrad Niedzinski

Florida·CRD #4122483
Dual-registered

Dual-registered at MOTIVE WEALTH ADVISORS, LLC

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile
JC

James Constantine Kekeris

Missouri·CRD #1453262
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
39 yrs
States
1
Exams
8
Since
1987
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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JC

James Copeland

New York·CRD #2200881
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
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JC

James C Picolo

Ohio·CRD #4445794
Dual-registered

Dual-registered at STRATOS WEALTH ADVISORS LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JC

James C. Puckett Jr.

Alabama·CRD #4544815
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Commission / Hourly / Flat Fee
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JC

James C. Quealy

Massachusetts·CRD #6319936
IA Rep

Investment Adviser Rep at APPLETON PARTNERS, INC.

Experience
12 yrs
States
1
Since
2014
Est. fee
AUM
Minimum
$2.0M
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JC

James Craig Hynd

Florida·CRD #5279122
Dual-registered

Dual-registered at W&S ADVISORY SERVICES, LLC

Experience
19 yrs
States
3
Exams
4
Since
2007
Fee
Flat Fee
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JC

James Crandell Long

Colorado·CRD #1823411
IA Rep

Investment Adviser Rep at EXCEL FINANCIAL, LLC

Experience
16 yrs
States
1
Exams
2
Since
2010
Est. fee
AUM / Hourly / Flat Fee
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JC

James C Ryan

Oregon·CRD #6990111
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
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JC

James C Schmitt

Pennsylvania·CRD #7437858
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Other
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JC

James C Shay

Kansas·CRD #6509594
Dual-registered

Dual-registered at KORNITZER CAPITAL MANAGEMENT, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Fee
AUM / Flat Fee
Minimum
$500k
View profile
JC

James C Steele

Connecticut·CRD #4015132
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James C Sweasy

Kentucky·CRD #8224162
IA Rep

Investment Adviser Rep at ALPHASTAR CAPITAL MANAGEMENT

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

James Cunningham

California·CRD #5434540
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James Curry Nicholson Jr.

Indiana·CRD #5313260
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
19 yrs
States
4
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

James Curtis Curran

Missouri·CRD #3162211
IA Rep

Investment Adviser Rep at WEALTH MANAGEMENT

Experience
15 yrs
States
1
Exams
2
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

James Cushman Fiske

South Carolina·CRD #6851250
Dual-registered

Dual-registered at COLONIAL TRUST ADVISORS, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Fee
AUM / Flat Fee
View profile
JC

James C Willis

Georgia·CRD #7692924
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JC

James C Withrow

Florida·CRD #6268480
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dale Hachadoorian

New York·CRD #7928747
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Dale Peters

Minnesota·CRD #5734019
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
JD

James D'Alessio

California·CRD #2505772
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dallas Porter

South Carolina·CRD #7611330
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
JD

James D Anderson

Florida·CRD #5473193
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
18 yrs
States
4
Exams
3
Since
2008
Est. fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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