AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JD

James Daniel Cox

Ohio·CRD #2850338
Dual-registered

Dual-registered at COX & COOK WEALTH ADVISORS

Experience
26 yrs
States
1
Exams
6
Since
2000
Est. fee
AUM
Minimum
$750k
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JD

James Daniel Good

Pennsylvania·CRD #2466989
Dual-registered

Dual-registered at TURNING POINT FINANCIAL

Experience
32 yrs
States
1
Exams
5
Since
1994
Fee
AUM / Hourly / Flat Fee
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JD

James Daniel Hannan

Alabama·CRD #6333997
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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JD

James Daniel Lynch

Indiana·CRD #4750271
IA Rep

Investment Adviser Rep at LYNCH & ASSOCIATES

Experience
7 yrs
States
1
Exams
1
Since
2019
Fee
AUM / Hourly / Flat Fee
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JD

James Daniel McDermott

Florida·CRD #2483480
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

James Daniel McKenzie

Alabama·CRD #7390780
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
3 yrs
States
39
Exams
3
Since
2023
Est. fee
AUM / Commission / Hourly / Flat Fee
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JD

James Daniel Osterhouse

Michigan·CRD #4985571
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Other
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JD

James Daniel Rasberry

Louisiana·CRD #4654056
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
23 yrs
States
3
Exams
5
Since
2003
Est. fee
AUM / Hourly
Minimum
$25k
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JD

James Daniel Tidwell

Florida·CRD #3115584
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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JD

James Daoang

California·CRD #7400779
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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JD

James David Ashby

Arkansas·CRD #3187944
IA Rep

Investment Adviser Rep at MUSTARD SEED WEALTH MANAGEMENT

Experience
23 yrs
States
3
Exams
1
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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JD

James David Blaydes

Alabama·CRD #6192176
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
10 yrs
States
6
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

James David Brilliant

Texas·CRD #4391606
IA Rep

Investment Adviser Rep at CENTURY MANAGEMENT FINANCIAL ADVISORS

Experience
27 yrs
States
1
Since
1999
Est. fee
AUM / Flat Fee / Performance-based
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JD

James David Burns

California·CRD #1473919
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
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JD

James David Copper

Tennessee·CRD #1006730
Dual-registered

Dual-registered at SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
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JD

James David Curtis

Pennsylvania·CRD #1297649
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
3
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

James David Demarest

Texas·CRD #7822723
IA Rep

Investment Adviser Rep at CONSILIUM WEALTH ADVISORY, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee
View profile
JD

James David Dingle

Illinois·CRD #1833578
Dual-registered

Dual-registered at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Hourly
Minimum
$50k
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JD

James David Dondero

Texas·CRD #2477893
IA Rep

Investment Adviser Rep at NEXPOINT REAL ESTATE ADVISORS VII, L.P.

Experience
28 yrs
States
1
Exams
1
Since
1998
Est. fee
AUM / Other
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JD

James David Duke

Tennessee·CRD #6829084
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
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JD

James David Ennis

Iowa·CRD #1961884
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
35 yrs
States
2
Exams
5
Since
1991
Fee
AUM / Hourly / Flat Fee / Other
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JD

James David Gaunt

Ohio·CRD #4848862
Dual-registered

Dual-registered at FORMIDABLE ASSET MANAGEMENT, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Performance-based
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JD

James David Goetz

California·CRD #6055183
Dual-registered

Dual-registered at GOLDEN STATE WEALTH MANAGEMENT, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Other
View profile
JD

James David Hammond

Louisiana·CRD #7785314
Dual-registered

Dual-registered at CULLEN INVESTMENT GROUP

Experience
3 yrs
States
2
Exams
4
Since
2023
Fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1417 | AdvisorFinder