AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JD

James David Kelin

New York·CRD #7280643
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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JD

James David Lynch

California·CRD #2469897
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Flat Fee
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JD

James David May

Georgia·CRD #1601422
Dual-registered

Dual-registered at CAPE INVESTMENT ADVISORY, INC.

Experience
33 yrs
States
1
Exams
7
Since
1993
Fee
AUM
Minimum
$25k
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JD

James David Miller Sr

Tennessee·CRD #3146396
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

James David Mohr

Texas·CRD #7288535
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

James David Rhodes

Iowa·CRD #6395747
IA Rep

Investment Adviser Rep at ALTITUDE CAPITAL MANAGEMENT LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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JD

James David Skilling

California·CRD #6085242
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
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JD

James David Snyder

Pennsylvania·CRD #6131177
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
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JD

James Davidson Henry III

North Carolina·CRD #4231831
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
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JD

James David Webb

Tennessee·CRD #5228988
Dual-registered

Dual-registered at SUMMIT CAPITAL SOLUTIONS LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
Other
Minimum
$25k
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JD

James D. Cohen

Vermont·CRD #4464330
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
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JD

James D Davis Jr

Tennessee·CRD #4222532
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
26 yrs
States
1
Exams
6
Since
2000
Fee
AUM / Hourly / Flat Fee / Other
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JD

James Dean Augustine

Iowa·CRD #1915966
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
4
Exams
4
Since
1989
Est. fee
AUM / Flat Fee
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JD

James Dean Kersey

California·CRD #1011760
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
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JD

James Dean Potter

Texas·CRD #1915691
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Commission / Flat Fee
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JD

James Dean Veldheer

Florida·CRD #1916107
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
3
Exams
5
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Deason Franklin

Colorado·CRD #8073870
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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JD

James Decandia

New York·CRD #7776512
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James D Edwards Jr

Georgia·CRD #1011629
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
6
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dee

New Jersey·CRD #1692346
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
39 yrs
States
2
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
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JD

James Dejulio

Kansas·CRD #1002774
Dual-registered

Dual-registered at COLLABORATIVE PORTFOLIO MANAGEMENT

Experience
41 yrs
States
2
Exams
7
Since
1985
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$100k
View profile
JD

James Delacy Sandlin III

North Carolina·CRD #1070719
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JD

James Delatour Reese

Colorado·CRD #2214535
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
2
Exams
9
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Dellard Stanford

Texas·CRD #2282401
Dual-registered

Dual-registered at &PARTNERS

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1418 | AdvisorFinder