AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JD

James Dell Stine

Texas·CRD #4331626
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dence

Nevada·CRD #7739761
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dennis Altieri

Pennsylvania·CRD #1719342
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dennis Defelice

New York·CRD #6540511
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Dennis Hough

Florida·CRD #1216930
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JD

James Dennis Prim

N/A·CRD #1071788
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
Exams
5
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dennis Spangler

Pennsylvania·CRD #2208575
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
34 yrs
States
2
Exams
3
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JD

James Dessjuk

New Jersey·CRD #2445130
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Hourly
View profile
JD

James Dewey Tomlin

Connecticut·CRD #1032498
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
5
Exams
5
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Diapoules

New York·CRD #4670314
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Dietzen Bratcher III

Tennessee·CRD #5299395
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Diserio

California·CRD #831422
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

Experience
49 yrs
States
1
Exams
6
Since
1977
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Dissmore Wright

California·CRD #2964935
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
4
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James D Jones

Connecticut·CRD #2404058
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
4
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James D Lee

New York·CRD #5306990
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
JD

James D Murphy

Illinois·CRD #5962062
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Dodds Moore

Florida·CRD #6332641
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Donald Appelt Jr

Florida·CRD #2794592
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Hourly / Flat Fee / Other
View profile
JD

James Donald Boss

Oregon·CRD #4148753
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Donald Koester

Michigan·CRD #4454750
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
25 yrs
States
4
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
JD

James Donald Lewers

Pennsylvania·CRD #3031642
Dual-registered

Dual-registered at BRICK & KYLE ASSOCIATES INC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM
Minimum
$250k
View profile
JD

James Donald Weil

New York·CRD #1844925
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
2
Exams
7
Since
1989
Est. fee
AUM / Flat Fee
View profile
JD

James Dorrance Wells III

Louisiana·CRD #4917673
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JD

James Douglas Anderson

Kentucky·CRD #1756026
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1419 | AdvisorFinder