AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JE

James Edward Gray III

District Of Columbia·CRD #6850826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
4
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
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JE

James Edward Harter

Tennessee·CRD #1873208
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
35 yrs
States
1
Exams
4
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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JE

James Edward Hughes Jr

Texas·CRD #2964182
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
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JE

James Edward Jowers Jr

Georgia·CRD #1500780
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
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JE

James Edward Knight

Tennessee·CRD #6610618
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
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JE

James Edward Latiolais

Texas·CRD #1409028
IA Rep

Investment Adviser Rep at LIFESTYLE ASSET MANAGEMENT, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly
Minimum
$50k
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JE

James Edward Lenoir

North Carolina·CRD #6611386
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
10 yrs
States
1
Exams
6
Since
2016
Fee
AUM
Minimum
$100k
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JE

James Edward McCarthy

Texas·CRD #325138
Dual-registered

Dual-registered at THE CLARUS GROUP

Experience
55 yrs
States
1
Exams
6
Since
1971
Est. fee
AUM / Flat Fee / Other
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JE

James Edward McDowell

Texas·CRD #5071118
Dual-registered

Dual-registered at STANCORP INVESTMENT ADVISERS, INC.

Experience
7 yrs
States
1
Exams
4
Since
2019
Fee
AUM / Flat Fee / Other
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JE

James Edward McElhinny Jr

New York·CRD #2823693
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JE

James Edward Miller

California·CRD #334955
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
53 yrs
States
2
Exams
4
Since
1973
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JE

James Edward Nelson

Minnesota·CRD #1519970
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
40 yrs
States
1
Exams
8
Since
1986
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
JE

James Edward Nielsen

California·CRD #720766
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
46 yrs
States
2
Exams
8
Since
1980
Est. fee
AUM / Flat Fee
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JE

James Edward Pacilio Jr

New Jersey·CRD #354926
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
52 yrs
States
2
Exams
4
Since
1974
Est. fee
AUM / Hourly / Flat Fee
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JE

James Edward Phelps

Missouri·CRD #3173075
Dual-registered

Dual-registered at &PARTNERS

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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JE

James Edward Pinzker

Arizona·CRD #2525439
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
32 yrs
States
8
Exams
5
Since
1994
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
JE

James Edward Pyles

Texas·CRD #4706937
Dual-registered

Dual-registered at &PARTNERS

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
JE

James Edward Rackley Jr

North Carolina·CRD #2964880
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
7
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Edward Rammel

Illinois·CRD #6676581
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
JE

James Edward Rohrbaugh

Missouri·CRD #4786043
Dual-registered

Dual-registered at &PARTNERS

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
JE

James Edward Rutherford

New York·CRD #2053702
Dual-registered

Dual-registered at QUARTZ PARTNERS INVESTMENT MANAGEMENT

Experience
36 yrs
States
1
Exams
7
Since
1990
Est. fee
AUM / Flat Fee
Minimum
$10k
View profile
JE

James Edward Sandifer

Alabama·CRD #1031904
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JE

James Edward Steiger

Arkansas·CRD #2238190
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
34 yrs
States
5
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JE

James Edward Steinkamp

Texas·CRD #4666770
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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