AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JE

James Earl Vigue

Illinois·CRD #4295756
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
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JE

James E. Armstrong Jr.

Florida·CRD #4517907
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
4
Exams
8
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

James Ebron

Texas·CRD #7918229
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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JE

James E Buchmiller

Texas·CRD #5378607
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
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JE

James E Cobb

Arkansas·CRD #49181
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
57 yrs
States
4
Exams
5
Since
1969
Est. fee
AUM / Hourly / Flat Fee
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JE

James E Coker

Connecticut·CRD #6089055
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
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JE

James E Crowther

New Jersey·CRD #58046
IA Rep

Investment Adviser Rep at CALTON & ASSOCIATES, INC.

Experience
58 yrs
States
1
Exams
4
Since
1968
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
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JE

James Edmond Clements

Kansas·CRD #2445775
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
29 yrs
States
2
Exams
10
Since
1997
Est. fee
AUM / Hourly
Minimum
$25k
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JE

James Edmond Moniz

Massachusetts·CRD #852438
Dual-registered

Dual-registered at SUPREME ALLIANCE LLC

Experience
43 yrs
States
1
Exams
6
Since
1983
Est. fee
AUM / Commission / Hourly / Flat Fee / Other
Minimum
$25k
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JE

James Edward Ayres Jr

Washington·CRD #2550845
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM / Hourly / Flat Fee / Performance-based
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JE

James Edward Barnes

California·CRD #5904416
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JE

James Edward Bashaw

Florida·CRD #4907540
IA Rep

Investment Adviser Rep at JLB & ASSOCIATES INC

Experience
16 yrs
States
3
Exams
1
Since
2010
Fee
AUM
Minimum
$300k
View profile
JE

James Edward Bell

Washington·CRD #2225733
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
31 yrs
States
1
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
JE

James Edward Bey

Arizona·CRD #1933696
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
36 yrs
States
9
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
JE

James Edward Bickley

Pennsylvania·CRD #820632
Dual-registered

Dual-registered at GIBRALTAR WEALTH MANAGEMENT, LLC

Experience
27 yrs
States
1
Exams
9
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JE

James Edward Boyd

California·CRD #1605651
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
39 yrs
States
3
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JE

James Edward Bradford

Florida·CRD #2633357
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
3
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Edward Buchanan

New Jersey·CRD #6957271
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission
Minimum
$50k
View profile
JE

James Edward Clouse

Florida·CRD #2643112
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
31 yrs
States
3
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
JE

James Edward Danko

N/A·CRD #3101788
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
Exams
8
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Edward Easton

California·CRD #1377978
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

James Edward Fisher

Pennsylvania·CRD #2878479
Dual-registered

Dual-registered at BRYN MAWR TRUST ADVISORS, LLC

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
JE

James Edward Fletcher

New Mexico·CRD #1286797
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Edward Gibson

Pennsylvania·CRD #2682807
Dual-registered

Dual-registered at APRICUS WEALTH LLC

Experience
26 yrs
States
1
Exams
6
Since
2000
Fee
AUM
Minimum
$3.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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