AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JE

James Edward Stone

Florida·CRD #2498383
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
3
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

James Edward Townes II

California·CRD #4713791
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

James Edward Turk

Washington·CRD #7893834
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JE

James Edward Van Meter

Nevada·CRD #4557517
Dual-registered

Dual-registered at REALTA INVESTMENT ADVISORS, INC

Experience
18 yrs
States
1
Exams
6
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
JE

James Edward Wallace

New Jersey·CRD #2025272
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
6
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Edward Zidd

Ohio·CRD #1642708
Dual-registered

Dual-registered at EMVISION CAPITAL ADVISORS, LLC

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Flat Fee
View profile
JE

James Edwin Adkins Jr

Maryland·CRD #2708477
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
JE

James Edwin Hall

Delaware·CRD #1753467
Dual-registered

Dual-registered at AFFINITY WEALTH MANAGEMENT LLC

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
JE

James Edwin Rogers

California·CRD #5543696
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Edwin Spilman

Florida·CRD #1449017
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
3
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Edwin Thatcher

Alabama·CRD #5872101
Dual-registered

Dual-registered at INGALLS & SNYDER LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Fee
AUM / Flat Fee / Performance-based
Minimum
$100k
View profile
JE

James E. Ellis

Massachusetts·CRD #6247137
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
8 yrs
States
2
Exams
1
Since
2018
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JE

James E Fagan

Michigan·CRD #2811580
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
29 yrs
States
1
Exams
7
Since
1997
Fee
AUM / Flat Fee / Performance-based
View profile
JE

James E Fuleky

Michigan·CRD #7975975
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

James E Geosits

Florida·CRD #1122344
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James E Kelleher

Connecticut·CRD #7910235
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Eldon Hurst

Oregon·CRD #5574239
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
3
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

James Elliott

Texas·CRD #7476182
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JE

James Ellis Cahn

Connecticut·CRD #4533552
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
24 yrs
States
3
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JE

James Ellis Day III

Alabama·CRD #2588037
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JE

James Elmer Kaercher Jr

Florida·CRD #2925836
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

James Emerick Geosits II

Pennsylvania·CRD #5719010
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Emmett Towey

New York·CRD #2448108
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JE

James Emory Garr

Pennsylvania·CRD #2398343
Dual-registered

Dual-registered at THREE CORD TRUE WEALTH MANAGEMENT, LLC

Experience
33 yrs
States
1
Exams
7
Since
1993
Est. fee
AUM
Minimum
$50k
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1423 | AdvisorFinder