AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JL

James Lee Meurer

Oregon·CRD #4380490
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
JL

James Leisse

Illinois·CRD #2530847
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
8
Since
1994
Est. fee
AUM / Commission / Flat Fee
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JL

James Leitch Wright III

Florida·CRD #6347427
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JL

James Leland Adams

Georgia·CRD #2693083
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
8
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
JL

James Leo Carlisle

Rhode Island·CRD #5354970
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
2
Exams
8
Since
2009
Est. fee
AUM / Flat Fee
View profile
JL

James Leo Hastings

Massachusetts·CRD #6078145
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
13 yrs
States
1
Exams
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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JL

James Leonard Burgett

Arizona·CRD #7227501
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
JL

James Leonard Van Grouw

New Jersey·CRD #5460427
Dual-registered

Dual-registered at IBN FINANCIAL SERVICES, INC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Other
View profile
JL

James Leon Walker Jr

Arizona·CRD #6685668
Dual-registered

Dual-registered at CAPE INVESTMENT ADVISORY, INC.

Experience
7 yrs
States
7
Exams
5
Since
2019
Fee
AUM
Minimum
$25k
View profile
JL

James Leroy Craig Jr

Ohio·CRD #1940203
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
7
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
JL

James Leroy Losey Jr

California·CRD #2148530
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
4
Exams
9
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

James Leslie Clarren

California·CRD #2324494
Dual-registered

Dual-registered at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Experience
31 yrs
States
4
Exams
7
Since
1995
Est. fee
AUM / Hourly
Minimum
$50k
View profile
JL

James Lester Hager Jr

North Carolina·CRD #2892679
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

James Levin

Florida·CRD #6721050
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

James Lewis Mackay III

Missouri·CRD #4425867
Dual-registered

Dual-registered at MACKAY FINANCIAL PLANNING, LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Hourly
View profile
JL

James Lewis Vandenberg

Iowa·CRD #6809104
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Flat Fee
View profile
JL

James Lewis Worrell

Connecticut·CRD #2268822
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
34 yrs
States
7
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
JL

James L Fuller

Tennessee·CRD #3198061
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
JL

James L Gallagher

Connecticut·CRD #4253359
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
JL

James L Hinck

Florida·CRD #2704478
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
3
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

James L Howell Jr

New Jersey·CRD #1888049
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
1
Exams
9
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
JL

James Lilburn Coffee Jr

Texas·CRD #1158713
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
JL

James Lincoln Ross

Texas·CRD #1376402
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
8
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
JL

James Lincoln Wynn III

South Carolina·CRD #7382013
Dual-registered

Dual-registered at ALPHASTAR CAPITAL MANAGEMENT

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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