Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Link
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James L Johnson
Dual-registered at LOMBARD ADVISERS INCORPORATED
James L Krieger
Dual-registered at HSBC SECURITIES (USA) INC.
James Lloyd Grassl
Dual-registered at JOHNSON WEALTH INC.
James Lloyd Moore Jr
Dual-registered at RBC CAPITAL MARKETS, LLC
James Locke
Dual-registered at U.S. BANCORP ADVISORS, LLC
James Lockwood Bosland
Dual-registered at APPLETON PARTNERS, INC.
James Logan Ostrander
Dual-registered at EAGLE STRATEGIES LLC
James Lordi
Dual-registered at EQUITABLE ADVISORS, LLC
James Loren Cahn
Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
James Louis Carlson
Investment Adviser Rep at KINWELL LLC
James Louis Cattaneo
Dual-registered at OSAIC WEALTH, INC.
James Louis Einspanier
Dual-registered at OSAIC WEALTH, INC.
James Louis Nazzaro
Dual-registered at EQUITABLE ADVISORS, LLC
James Louis Stewart
Dual-registered at EQUITABLE ADVISORS, LLC
James Lowndes Robbins
Investment Adviser Rep at AGW CAPITAL ADVISORS
James L Schulmire
Investment Adviser Rep at CENTAURUS FINANCIAL, INC.
James L Scott-Jenkins
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Luce Pelletier
Dual-registered at WEDMONT PRIVATE CAPITAL
James Luffey
Dual-registered at STRATOS WEALTH PARTNERS, LTD
James Luke Patterson
Dual-registered at AVIDIAN WEALTH SOLUTIONS
James L Van De Ven
Dual-registered at RBC CAPITAL MARKETS, LLC
James L Weinstock
Dual-registered at RBC CAPITAL MARKETS, LLC
James L Wiley
Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Looking for the right advisor?
Get personalized recommendations based on your financial goals and needs.
This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.