Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Lynn Cagle
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Lynn Richmond
Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC
James Lynn Shubert
Dual-registered at EQUITABLE ADVISORS, LLC
James Macaulay
Dual-registered at SOUND INCOME STRATEGIES, LLC
James Mack Cunningham III
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Mac Tate
Dual-registered at EQUITABLE ADVISORS, LLC
James Maher
Dual-registered at HIGHTOWER ADVISORS, LLC
James Mahoney
Dual-registered at INVESTMARK ADVISORY GROUP LLC
James Makrianes
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Malcolm Wade
Dual-registered at OSAIC WEALTH, INC.
James Marc Vorchheimer
Dual-registered at INTEGRATED FINANCIAL CONSULTING, LLC
James Marion Garrison
Investment Adviser Rep at SILVER OAK SECURITIES, INC.
James Marion Nelson
Dual-registered at REALTA INVESTMENT ADVISORS, INC
James Mark Curry
Investment Adviser Rep at CONSOLIDATED FINANCIAL
James Mark Joseph
Dual-registered at SENTINEL WEALTH MANAGEMENT, INC.
James Mark Kiwiet
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Mark Trippon
Dual-registered at TRIPPON WEALTH MANAGEMENT GROUP LLC
James Marshall Bruton
Dual-registered at BRUTON CHISNELL ADVISORS, LLC
James Marshall Mars
Dual-registered at BALEFIRE, LLC
James Marshall Schwarz
Dual-registered at CLEAR RETIREMENT ADVICE LLC
James Marshall Stevens
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Martin Aid
Dual-registered at RBC CAPITAL MARKETS, LLC
James Martin Amato
Dual-registered at EQUITABLE ADVISORS, LLC
James Martin Appel Mr.
Dual-registered at CENTAURUS FINANCIAL, INC.
Looking for the right advisor?
Get personalized recommendations based on your financial goals and needs.
This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.