Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Milam Pettus III
Dual-registered at M. E. ALLISON & CO., INC.
James Millard Smith
Dual-registered at EAGLE STRATEGIES LLC
James Miller
Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC
James Milne Provencher
Dual-registered at OSAIC WEALTH, INC.
James Milton Clark
Dual-registered at BELLEAIR ASSET MANAGEMENT, LLC
James Min Yoo
Dual-registered at EMERSON EQUITY LLC
James Mitchell Fountain III
Investment Adviser Rep at KOVACK ADVISORS, INC.
James M. Kaiser
Investment Adviser Rep at OSAIC WEALTH, INC.
James M. Levine
Dual-registered at OSAIC WEALTH, INC.
James M Lin
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James M Lobocchiaro
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James M Loftus
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James M Madigan
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James M Monagan
Dual-registered at OSAIC WEALTH, INC.
James M Montgomery
Dual-registered at ATWOOD & PALMER, INC.
James M Moore
Dual-registered at ALLWORTH FINANCIAL, L.P.
James M Occhiato
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James M Oertling
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Moore Whaley Jr
Dual-registered at OSAIC WEALTH, INC.
James M Orders II
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Morgan Harris
Dual-registered at EQUITABLE ADVISORS, LLC
James Morris O'Connor
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Morris Pollack
Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC
James Morris Smith
Dual-registered at RBC CAPITAL MARKETS, LLC
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.