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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JR

James Robert Patrick

California·CRD #6184454
Dual-registered

Dual-registered at ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM
View profile
JR

James Robert Radler

Florida·CRD #2234535
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
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JR

James Robert Reynolds

Arizona·CRD #4408485
Dual-registered

Dual-registered at NORTHLAND ASSET MANAGEMENT

Experience
25 yrs
States
11
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
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JR

James Robert Rippel

Ohio·CRD #1290548
Dual-registered

Dual-registered at DESERT ROSE CAPITAL MANAGEMENT, INC.

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM
Minimum
$50k
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JR

James Robert Sickorez

California·CRD #2753141
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Robert Steckel

Pennsylvania·CRD #2830350
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Robert Turner

Florida·CRD #1471801
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
3
Exams
6
Since
1986
Est. fee
AUM / Flat Fee
View profile
JR

James Robert Vande Logt

Illinois·CRD #4895611
Dual-registered

Dual-registered at VESTGEN ADVISORS, LLC

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Robert Vittoria

Rhode Island·CRD #6459295
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Robert Witt Jr

Tennessee·CRD #1698832
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JR

James Robert Young

California·CRD #4355599
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
25 yrs
States
2
Exams
7
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Rodgers

North Carolina·CRD #6858417
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Rodney Goff

Georgia·CRD #872384
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
2
Exams
8
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Rodney Keith Hardy

Florida·CRD #703068
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
3
Exams
8
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Roland Brubaker

Colorado·CRD #818373
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
44 yrs
States
1
Exams
7
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Ronald King Jr.

California·CRD #3028226
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JR

James Ronald King Sr

California·CRD #269927
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
55 yrs
States
1
Exams
8
Since
1971
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JR

James Ronald Miller Jr

North Carolina·CRD #2859074
Dual-registered

Dual-registered at WOODWARD FINANCIAL ADVISORS, INC.

Experience
21 yrs
States
1
Exams
2
Since
2005
Fee
AUM / Hourly / Flat Fee
View profile
JR

James Rong

Maryland·CRD #8101810
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Rosario Savarino

Massachusetts·CRD #732576
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
45 yrs
States
2
Exams
3
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Rose

Texas·CRD #4842996
Dual-registered

Dual-registered at STEADTRUST

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Ross Foxen

Maryland·CRD #2460533
Dual-registered

Dual-registered at CORNERSTONE ADVISORY

Experience
27 yrs
States
1
Exams
5
Since
1999
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
JR

James Ross Hall

Texas·CRD #6568138
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
10 yrs
States
1
Exams
3
Since
2016
Fee
AUM / Flat Fee / Performance-based
View profile
JR

James Rossi McCormack

Texas·CRD #6730323
IA Rep

Investment Adviser Rep at BARROW HANLEY GLOBAL INVESTORS

Experience
10 yrs
States
1
Since
2016
Fee
AUM / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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